INSIGNIA CAPITAL GROUP, L.P.
Adviser information for INSIGNIA CAPITAL GROUP, L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $882.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $882.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $882.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-88186 |
|---|---|
| SEC ERA File Number | 801-88186 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169772 |
| Legal Entity Identifier | None |
Principal Office
1333 N. CALIFORNIA BLVD.SUITE 520
WALNUT CREEK
CA
United States
Monday - Friday, 8:30 AM - 5:30 PM (PST)
Tel: (925) 399-8900, Fax: None
Chief Compliance Officer
CARL SKJORSHAMMER
CHIEF COMPLIANCE OFFICER
1333 N. CALIFORNIA BLVD.
SUITE 520
WALNUT CREEK
CA
United States
Tel:
(925) 399-8900
C************@**************M
(Full email address available in API data)
Regulatory Contact
DAVID L. LOWE
CEO/SENIOR MANAGING MEMBER
1333 N. CALIFORNIA BLVD
SUITE 520
WALNUT CREEK
CA
United States
Tel:
(925) 399-8900
D****@**************M
(Full email address available in API data)
Industry Affiliates
| INSIGNIA CAPITAL PARTNERS GP II, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| INSIGNIA CAPITAL PARTNERS GP, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INSIGNIA CAPITAL PARTNERS (PARALLEL A), L.P. | Private Equity Fund | $149.9M | $0.1M | 2 |
| INSIGNIA CAPITAL PARTNERS II-A, L.P. | Private Equity Fund | $82.0M | $0.1M | 17 |
| INSIGNIA CAPITAL PARTNERS II, L.P. | Private Equity Fund | $265.0M | $0.1M | 46 |
| INSIGNIA CAPITAL PARTNERS, L.P. | Private Equity Fund | $385.8M | $0.1M | 39 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOWE, DAVID, LEWIS | Individual | – | CEO, INSIGNIA CAPITAL GROUP, LP; SENIOR MANAGING MEMBER, INSIGNIA CAPITAL PARTNERS GP, LLC | 01/2013 | 25-50% |
| BROGLIO, ANTHONY, LEE | Individual | – | PARTNER, INSIGNIA CAPITAL GROUP, LP; MANAGING MEMBER, INSIGNIA CAPITAL PARTNERS GP, LLC | 01/2013 | 25-50% |
| DEANE, MELVYN, ERNEST | Individual | – | PARTNER, INSIGNIA CAPITAL GROUP, LP; MANAGING MEMBER, INSIGNIA CAPITAL PARTNERS GP, LLC | 01/2013 | 10-25% |
| INSIGNIA CAPITAL GROUP GP, L.L.C. | Domestic Entity | – | GENERAL PARTNER | 04/2016 | < 5% |
| LOWE, DAVID, LEWIS | Individual | INSIGNIA CAPITAL GROUP GP, L.L.C. | SENIOR MANAGING MEMBER | 04/2016 | 25-50% |
| THATCHER, JEREMY, ALAN | Individual | – | CHIEF FINANCIAL OFFICER | 03/2019 | < 5% |
| BROGLIO, ANTHONY, LEE | Individual | INSIGNIA CAPITAL GROUP GP, L.L.C. | MEMBER | 04/2016 | 25-50% |
| SKJORSHAMMER, CARL, MATTIAS | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| INSIGNIA CAPITAL PARTNERS II GP, L.L.C. | Domestic Entity | – | GENERAL PARTNER | 02/2021 | < 5% |