CATHOLIC INVESTMENT SERVICES, INC.
Adviser information for CATHOLIC INVESTMENT SERVICES, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $998.2M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $998.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $958.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $40.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-88187 |
|---|---|
| SEC ERA File Number | 801-88187 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172467 |
| Legal Entity Identifier | None |
Principal Office
200 STATE STREET, 13TH FLOORBOSTON
MA
United States
Monday - Friday, 9:00 - 5:00
Tel: 617-758-6588, Fax: None
Chief Compliance Officer
ANDREW PAUL CHICA
PO BOX 847
MORRISVILLE
NC
United States
Tel:
919-646-4005
A********@********************M
(Full email address available in API data)
Regulatory Contact
THOMAS E. LANCTOT
CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER AND TRUSTEE
200 STATE STREET, 13TH FLOOR
BOSTON
MA
United States
Tel:
617-758-6588
T*******@*****************G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CATHOLIC ENDOWMENT FUND, LP | Hedge Fund | $710.2M | $5.0M | 38 |
| CIS CATHOLIC IMPACT FUND II, LP | Hedge Fund | $53.2M | $5.0M | 21 |
| CIS CATHOLIC IMPACT FUND, LP | Hedge Fund | $28.8M | $5.0M | 7 |
| CIS CATHOLIC VENTURE ACCESS FUND LP | Hedge Fund | $11.4M | $0.5M | 5 |
| CIS DIVERSIFYING STRATEGIES FUND LP | Hedge Fund | $10.7M | $0.5M | 3 |
| CIS GLOBAL EQUITY FUND, LP | Hedge Fund | $143.7M | $0.5M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRENNAN, JOHN, JOSEPH | Individual | – | TRUSTEE | 12/2013 | < 5% |
| MALPASS, SCOTT, CHARLES | Individual | – | CHAIRMAN AND TRUSTEE | 12/2013 | < 5% |
| Lanctot, Thomas, Edward | Individual | – | CHIEF EXECUTIVE OFFICER, PRESIDENT, TREASURER AND TRUSTEE | 12/2013 | < 5% |
| STEVENS, PAUL, SCHOTT | Individual | – | TRUSTEE | 10/2017 | < 5% |
| Pike, Paulita | Individual | – | TRUSTEE | 09/2020 | < 5% |
| DOLL, DIXON, R. | Individual | – | TRUSTEE | 09/2020 | < 5% |
| TAICLET, DAVID, LOUIS | Individual | – | TRUSTEE | 08/2023 | < 5% |
| O'NEILL, IRENE, MARY | Individual | – | TRUSTEE | 08/2023 | < 5% |
| CHICA, ANDREW, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |