POST CAPITAL PARTNERS

POST CAPITAL MANAGEMENT LLC Legal Name

Adviser information for POST CAPITAL PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $163.6M
Non-Discretionary 0 $0
Total 3 $163.6M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $163.6M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based feesASSET MONITORING, PORTFOLIO CO. SERVICING AND CONSULTING FEES

Identifiers

SEC RIA File Number 801-88196
SEC ERA File Number 801-88196
SEC CIK Numbers None
SEC CRD Numbers 161892
Legal Entity Identifier None

Principal Office

747 THIRD AVENUE
19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM TO 6PM ET
Tel: 212-888-5700, Fax: 888-519-2198

Chief Compliance Officer

CHRISTOPHER P.H. CHEANG
MANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT
747 THIRD AVENUE
19TH FLOOR
NEW YORK
NY
United States
Tel: 212-888-1384
Fax: 888-519-2198
(Full email address available in API data)

Regulatory Contact

MITCHELL A. DAVIDSON
MANAGING PARTNER
747 THIRD AVENUE
19TH FLOOR
NEW YORK
NY
United States
Tel: 212-888-1376
Fax: 206-339-2815
(Full email address available in API data)

Industry Affiliates

POST CAPITAL GENERAL PARTNER III LLC Sponsor or syndicator of limited partnerships
POST CAPITAL GENERAL PARTNER III LP Sponsor, GP, manager of pooled investment vehicles
POST CAPITAL GENERAL PARTNER IV LLC Sponsor or syndicator of limited partnerships
POST CAPITAL GENERAL PARTNER IV LP Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
POST CAPITAL EQUITY PARTNERS III LP Private Equity Fund $69.6M $2.0M 44
POST CAPITAL EQUITY PARTNERS IV (SC) LP Private Equity Fund $24.5M $2.0M 1
POST CAPITAL EQUITY PARTNERS IV LP Private Equity Fund $69.5M $2.0M 36

Control Persons

Name Type Entity Title Since Ownership
PALLADIAN CAPITAL LLC Domestic Entity MANAGING MEMBER 10/2005 50-75%
MSP CAPITAL, LLC Domestic Entity MANAGING MEMBER 10/2005 50-75%
PFEFFER, MICHAEL, STUART Individual MANAGING PARTNER 10/2005 < 5%
PFEFFER, MICHAEL, STUART Individual MSP CAPITAL, LLC MANAGING MEMBER 05/2002 > 75%
DAVIDSON, MITCHELL, ALAN Individual PALLADIAN CAPITAL LLC MANAGING MEMBER 02/2003 > 75%
DAVIDSON, MITCHELL, ALAN Individual MANAGING PARTNER 10/2005 < 5%
CHEANG, CHRISTOPHER, POH HUEI Individual CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR, HEAD OF BUSINESS DEVELOPMENT 06/2009 < 5%

No. Employees, Historic

10502020202120222023202420256 on 3/30/20206 on 5/4/20206 on 3/30/20215 on 3/30/20226 on 3/30/20237 on 3/28/2024

RAUM, Historic

300M150M0202020212022202320242025150443517 on 3/30/2020150443517 on 5/4/2020207290368 on 3/30/202197548471 on 3/30/2022178161226 on 3/30/2023163641684 on 3/28/2024

No. Clients, Historic

10502020202120222023202420252 on 3/30/20202 on 5/4/20202 on 3/30/20212 on 3/30/20223 on 3/30/20233 on 3/28/2024