KAIROS
KAIROS INVESTMENT MANAGEMENT COMPANY, LLC Legal Name
Adviser information for KAIROS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 58 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $958.8M |
| Non-Discretionary | 2 | $30.5M |
| Total | 15 | $989.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $989.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesPERCENTAGE OF CAPITAL INVESTED OR COMMITTED |
Identifiers
| SEC RIA File Number | 801-88197 |
|---|---|
| SEC ERA File Number | 801-88197 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161321 |
| Legal Entity Identifier | None |
Principal Office
18101 VON KARMAN AVENUESUITE 1100
IRVINE
CA
United States
Monday - Friday, 9:00A.M.-5:00P.M.
Tel: 949-709-8888, Fax: None
Chief Compliance Officer
ROBERT TULL
CHIEF COMPLIANCE OFFICER
18101 VON KARMAN AVENUE
SUITE 1100
IRVINE
CA
United States
Tel:
949-709-8888
R****@*******M
(Full email address available in API data)
Regulatory Contact
JONATHAN ANDREW NEEDELL
PRESIDENT, CHIEF INVESTMENT OFFICER
18101 VON KARMAN AVENUE
SUITE 1100
IRVINE
CA
United States
Tel:
949-800-8002
J*******@*******M
(Full email address available in API data)
Industry Affiliates
| ENERGY MANAGEMENT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| K-M GP LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KAIROS IMPACT GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KAIROS SKK ENVIROKURE GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| REDWOOD REAL ESTATE PARTNERS, LLC | Sponsor or syndicator of limited partnerships |
| REDWOOD-KAIROS IV GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| REDWOOD-KAIROS VI GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| REDWOOD-KAIROS VIII GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EMPLOYEE INVESTMENT FUND, LLC | Real Estate Fund | $0.0M | $0.0M | 17 |
| KAIROS MANFORD PRIVATE EQUITY FUND I, LP | Private Equity Fund | $0.4M | $0.3M | 57 |
| KIMPACT EVERGREEN REAL ESTATE INVESTMENT FUND, LP | Real Estate Fund | $384.9M | $0.5M | 553 |
| MASSANDRA VIII HOLLYWOOD INVESTORS, LLC | Real Estate Fund | $6.6M | $0.3M | 36 |
| REDWOOD-KAIROS REAL ESTATE VALUE FUND III-B, LLC | Real Estate Fund | $1.7M | $0.3M | 88 |
| REDWOOD-KAIROS REAL ESTATE VALUE FUND III, LLC | Real Estate Fund | $3.7M | $0.3M | 85 |
| REDWOOD-KAIROS REAL ESTATE VALUE FUND IV-B, LP | Real Estate Fund | $5.5M | $0.5M | 64 |
| REDWOOD-KAIROS REAL ESTATE VALUE FUND IV, LP | Real Estate Fund | $44.7M | $0.5M | 212 |
| REDWOOD-KAIROS REAL ESTATE VALUE FUND VI-B, LP | Real Estate Fund | $18.0M | $1.0M | 85 |
| REDWOOD-KAIROS REAL ESTATE VALUE FUND VI, LP | Real Estate Fund | $85.2M | $1.0M | 231 |
| REDWOOD-KAIROS REAL ESTATE VALUE FUND VIII-B, LP | Real Estate Fund | $13.1M | $1.0M | 43 |
| REDWOOD-KAIROS REAL ESTATE VALUE FUND VIII, LP | Real Estate Fund | $213.9M | $1.0M | 330 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NEEDELL, JONATHAN, ANDREW | Individual | – | OWNER, KAIROS INVESTMENT MANAGEMENT COMPANY; PRESIDENT, CHIEF INVESTMENT OFFICER | 01/2010 | 10-25% |
| CJPC, LLC | Domestic Entity | – | OWNER, KAIROS INVESTMENT MANAGEMENT COMPANY, LLC | 01/2010 | > 75% |
| CHANG, CARL, JIUN PEI | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2010 | < 5% |
| O'LAUGHLIN, JOHN, FRANCIS | Individual | – | GENERAL COUNSEL | 01/2010 | < 5% |
| SOLID ROCK COMMERCIAL, LLC | Domestic Entity | CJPC, LLC | MEMBER, MANAGER | 04/2006 | 50-75% |
| CHANG, CARL, JIUN PEI | Individual | SOLID ROCK COMMERCIAL, LLC | MEMBER, MANAGER | 03/1999 | 50-75% |
| CHANG, DIANA, HUI-LAN | Individual | SOLID ROCK COMMERCIAL, LLC | MEMBER | 03/1999 | 50-75% |
| ALTERGOTT, KURT, WADE | Individual | – | CHIEF FINANCIAL OFFICER | 08/2016 | < 5% |
| TULL, ROBERT, STANLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |