G & O FINANCIAL SERVICES, INC.
Adviser information for G & O FINANCIAL SERVICES, INC. last updated from Form ADV on May 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | REFERRALS TO OTHER RIAS |
|---|---|
| Compensation | REFERRAL FEES FROM RIAS |
Identifiers
| SEC RIA File Number | 801-88198 |
|---|---|
| SEC ERA File Number | 801-88198 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141831 |
| Legal Entity Identifier | None |
Principal Office
888 EXECUTIVE CENTER DR WSUITE 101
ST. PETERSBURG
FL
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 727-576-1245, Fax: 727-578-4072
Chief Compliance Officer
CLAYTON C. KREIS
DIRECTOR
888 EXECUTIVE CENTER DR W
SUITE 101
ST PETERSBURG
FL
United States
Tel:
727-576-1245
Fax:
727-578-4072
C*****@**************M
(Full email address available in API data)
Industry Affiliates
| SAME AS ABOVE | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WATERS, JAMES, PURINGTON | Individual | – | DIRECTOR | 01/1999 | 10-25% |
| DEL RIO, JOSE, EDWARD | Individual | – | DIRECTOR/TREASURER/SECRETARY | 01/1999 | 10-25% |
| KREIS, CLAYTON, CARTER | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER/DIRECTOR | 01/1999 | 10-25% |
| REIBER, SUZANNE, MARY | Individual | – | DIRECTOR | 01/2009 | 10-25% |
| MCCUTCHEON, KEVIN, PATRICK | Individual | – | CHIEF INVESTMENT OFFICER | 07/2013 | 10-25% |
| TOUGER, MARIANNE, O. | Individual | – | DIRECTOR | 01/2019 | 10-25% |