RESONATE CAPITAL, LLC
Adviser information for RESONATE CAPITAL, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $128.5M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $128.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $29.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $99.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
233 SANSOME STREETSUITE 310
SAN FRANCISCO
CA
United States
Monday - Friday, 600 TO 1600
Tel: 415-335-7990, Fax: None
Chief Compliance Officer
KYLE WASHINGTON
CHIEF FINANCIAL OFFICER
233 SANSOME STREET
SUITE 310
SAN FRANCISCO
CA
United States
Tel:
415-335-7992
K***@**************M
(Full email address available in API data)
Regulatory Contact
IAN LOCHEN, CFA
CONTROLLER
233 SANSOME STREET
SUITE 310
SAN FRANCISCO
CA
United States
Tel:
415.233.8377
I**@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RESONATE CORE, LP | Hedge Fund | $29.3M | $25.0M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AIKEN, JOHN, HERMAN | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | 04/2013 | > 75% |
| WASHINGTON, KYLE | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 04/2014 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 30th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Nothing to Declare | x | 0 | 0 | – |