Hedge Fund Database

PATTON WEALTH ADVISORS

PATTON FUND MANAGEMENT, INC. Legal Name

Adviser information for PATTON WEALTH ADVISORS last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 284 $593.6M
Non-Discretionary 0 $0
Total 284 $593.6M

Clients

Type Number RAUM
Individuals 48 $16.0M
HNW Individuals 92 $213.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $330.0M
Pension and profit sharing plans <5 $33.4M
Charitable organizations <5 $334,205
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other <5 $97,683
Type Number
No. of Non-RAUM Clients 43
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshops
Compensation % of AUMFixed feesPerformance-based feesADMINISTRATIVE FEE EXPENSES AND REIMBURSEMENT OF EXPENSES

Identifiers

SEC RIA File Number 801-88211
SEC ERA File Number 801-88211
SEC CIK Numbers 1689232
SEC CRD Numbers 120533
Legal Entity Identifier None

Principal Office

8117 PRESTON ROAD
SUITE 300
DALLAS
TX
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 214-234-9900, Fax: 214-234-9911

Websites

www.linkedin.com/in/mark-patton-5771a11/ www.pattonwealth.com www.facebook.com/patton-fund-management-inc-695609980639037/?modal=media_composer twitter.com/pattonfunds www.youtube.com/channel/uca9g8qudc6uxe4ke4vhuhfa www.financialmosaic.com

Chief Compliance Officer

MARK A PATTON
PRESIDENT
8117 PRESTON ROAD
SUITE 300
DALLAS
TX
United States
Tel: 214-234-9900
Fax: 214-234-9911
(Full email address available in API data)

Industry Affiliates

PATTON FUND PARTNERS 3, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AUDACITY FUND, L.P. Hedge Fund $42.2M $0.3M 21
PATTON FLEX FUND, LP Hedge Fund $287.8M $0.3M 84

Control Persons

Name Type Entity Title Since Ownership
PATTON, MARK, ALLEN Individual – PRESIDENT, CCO, TREASURER AND SECRETARY; DIRECTOR; SOLE SHAREHOLDER 04/2002 > 75%

No. Employees, Historic

105020192020202120222023202420252 on 4/4/20192 on 4/16/20192 on 3/13/20202 on 4/7/20202 on 6/4/20202 on 6/16/20202 on 9/11/20202 on 2/19/20212 on 8/13/20212 on 8/18/20212 on 8/27/20212 on 11/4/20212 on 3/28/20222 on 3/31/20222 on 3/13/20232 on 4/10/20232 on 3/13/2024

RAUM, Historic

600M300M02019202020212022202320242025291512785 on 4/4/2019291512785 on 4/16/2019339037278 on 3/13/2020339037278 on 4/7/2020339037278 on 6/4/2020339037278 on 6/16/2020339037278 on 9/11/2020266824937 on 2/19/2021266824937 on 8/13/2021266824937 on 8/18/2021266824937 on 8/27/2021266824937 on 11/4/2021434896621 on 3/28/2022434896621 on 3/31/2022438000888 on 3/13/2023438000888 on 4/10/2023593611703 on 3/13/2024

No. Clients, Historic

30015002019202020212022202320242025143 on 4/4/2019143 on 4/16/2019151 on 3/13/2020151 on 4/7/2020151 on 6/4/2020151 on 6/16/2020151 on 9/11/2020143 on 2/19/2021143 on 8/13/2021143 on 8/18/2021143 on 8/27/2021143 on 11/4/2021257 on 3/28/2022257 on 3/31/2022146 on 3/13/2023146 on 4/10/2023146 on 3/13/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 6M 34K –
AMGEN INC COM 4M 12K –
APPLIED MATLS INC COM 6M 25K –
ARISTA NETWORKS INC COM 6M 18K –
ASSURANT INC COM 4M 24K –
AXON ENTERPRISE INC COM 4M 15K –
BANK NEW YORK MELLON CORP COM 5M 84K –
BATH & BODY WORKS INC COM 3M 86K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 13M 31K –
BOOKING HOLDINGS INC COM 5M 1K –
BROADCOM INC COM 6M 3K –
BROADRIDGE FINL SOLUTIONS IN COM 4M 22K –
BROWN & BROWN INC COM 4M 49K –
CADENCE DESIGN SYSTEM INC COM 5M 15K –
CHIPOTLE MEXICAN GRILL INC COM 6M 94K –
CONSTELLATION ENERGY CORP COM 4M 20K –
CUMMINS INC COM 4M 13K –
D R HORTON INC COM 5M 33K –
DAVITA INC COM 5M 34K –
DECKERS OUTDOOR CORP COM 3M 3K –
DIGITAL RLTY TR INC COM 4M 27K –
EATON CORP PLC SHS 4M 13K –
ELI LILLY & CO COM 7M 8K –
FAIR ISAAC CORP COM 5M 3K –
FEDEX CORP COM 5M 16K –
FIRST SOLAR INC COM 5M 22K –
FREEPORT-MCMORAN INC CL B 5M 113K –
GARMIN LTD SHS 6M 36K –
INGERSOLL RAND INC COM 4M 44K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 6M 400K –
ISHARES GOLD TR ISHARES NEW 6M 146K –
ISHARES S&P GSCI COMMODITY- UNIT BEN INT 2M 88K –
ISHARES TR SHORT TREAS BD 4M 35K –
ISHARES TR MSCI USA MIN VOL 218K 3K –
ISHARES TR 1 3 YR TREAS BD 634K 8K –
ISHARES TR 7-10 YR TRSY BD 42M 445K –
ISHARES TR RUSSELL 2000 ETF 15M 72K –
ISHARES TR RUS MID CAP ETF 14M 169K –
ISHARES TR MSCI EAFE ETF 17M 218K –
KLA CORP COM NEW 6M 8K –
LAM RESEARCH CORP COM 6M 6K –
LENNAR CORP CL A 4M 27K –
LINDE PLC SHS 3M 7K –
MARRIOTT INTL INC NEW CL A 5M 20K –
MCKESSON CORP COM 6M 10K –
META PLATFORMS INC CL A 5M 10K –
MICRON TECHNOLOGY INC COM 6M 43K –
MONOLITHIC PWR SYS INC COM 7M 8K –
MOODYS CORP COM 4M 10K –
MOTOROLA SOLUTIONS INC COM NEW 3M 9K –
NETFLIX INC COM 6M 9K –
NRG ENERGY INC COM NEW 6M 76K –
NVIDIA CORPORATION COM 9M 69K –
NVR INC COM 5M 690 –
NXP SEMICONDUCTORS N V COM 5M 19K –
OREILLY AUTOMOTIVE INC COM 3M 3K –
PARKER-HANNIFIN CORP COM 5M 10K –
PHILLIPS 66 COM 4M 26K –
PROGRESSIVE CORP COM 4M 21K –
PULTE GROUP INC COM 5M 49K –
QUALCOMM INC COM 6M 29K –
ROYAL CARIBBEAN GROUP COM 5M 32K –
SCHWAB CHARLES CORP COM 5M 67K –
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 5M 47K –
SPDR GOLD TR GOLD SHS 1M 6K –
SPDR S&P 500 ETF TR TR UNIT 16M 30K –
SPDR SER TR DJ REIT ETF 13M 142K –
SYNOPSYS INC COM 4M 6K –
TAKE-TWO INTERACTIVE SOFTWAR COM 6M 36K –
TARGA RES CORP COM 4M 31K –
TRANE TECHNOLOGIES PLC SHS 5M 15K –
UNITED RENTALS INC COM 4M 7K –
VANGUARD INDEX FDS S&P 500 ETF SHS 265K 530 –
VANGUARD INDEX FDS REAL ESTATE ETF 2M 22K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 17M 399K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 250K 5K –
VERTEX PHARMACEUTICALS INC COM 6M 12K –
VISTRA CORP COM 6M 65K –
WESTERN DIGITAL CORP. COM 7M 88K –
WESTROCK CO COM 3M 66K –