KEYSTONE GLOBAL PARTNERS LLC
Adviser information for KEYSTONE GLOBAL PARTNERS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 166 | $134.2M |
| Non-Discretionary | 46 | $61.7M |
| Total | 212 | $196.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $1.4M |
| HNW Individuals | 27 | $167.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $11.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $15.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-89170 |
|---|---|
| SEC ERA File Number | 801-89170 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153147 |
| Legal Entity Identifier | None |
Principal Office
515 MADISON AVENUEFLOOR 37
NEW YORK
NY
United States
Monday - Friday, 8AM-6PM
Tel: 646-998-8141, Fax: 646-961-4789
Chief Compliance Officer
CALVIN LO
MANAGING DIRECTOR
515 MADISON AVENUE
FLOOR 37
NEW YORK
NY
United States
Tel:
646-998-8141
Fax:
646-961-4789
C*****@*************M
(Full email address available in API data)
Regulatory Contact
PEYTON CARR
MANAGING DIRECTOR
515 MADISON AVENUE
FLOOR 37
NEW YORK
NY
United States
Tel:
646-998-8141
Fax:
646-961-4789
P*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LO, CALVIN | Individual | – | MANAGING DIRECTOR, CCO | 07/2010 | 50-75% |
| CARR, JAMES, PEYTON | Individual | – | MANAGING DIRECTOR | 08/2010 | 50-75% |