COMPASS ADVISORY PARTNERS LLC
Adviser information for COMPASS ADVISORY PARTNERS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 10 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 10 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,309 | $262.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,309 | $262.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,198 | $240.2M |
| HNW Individuals | 63 | $12.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 14 | $2.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 34 | $6.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-89171 |
|---|---|
| SEC ERA File Number | 801-89171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119377 |
| Legal Entity Identifier | None |
Principal Office
480 ONE ELEVEN PLACECOOKEVILLE
TN
United States
Monday - Friday, 8:00 AM-5:00 PM
Tel: 931-400-0012, Fax: None
Chief Compliance Officer
TRAVIS GIFFEY
MANAGING MEMBER
480 ONE ELEVEN PLACE
COOKEVILLE
TN
United States
Tel:
931-400-0012
T******@*****************************M
(Full email address available in API data)
Regulatory Contact
MARK THORNSBERRY
COMPLIANCE ASSISTANT
480 ONE ELEVEN PLACE
COOKEVILLE
TN
United States
Tel:
931-400-0012
M***********@*****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIFFEY, TRAVIS, WAYNE | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 09/2012 | > 75% |