BCS PRIVATE WEALTH MANAGEMENT
BERNARD CAROLI WEALTH MANAGEMENT INC. Legal Name
Adviser information for BCS PRIVATE WEALTH MANAGEMENT last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 508 | $339.8M |
| Non-Discretionary | 1 | $51,229 |
| Total | 509 | $339.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 102 | $28.0M |
| HNW Individuals | 99 | $285.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $10.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $14.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-89173 |
|---|---|
| SEC ERA File Number | 801-89173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174761 |
| Legal Entity Identifier | None |
Principal Office
47 WEST RIVER ROADSUITE B
RUMSON
NJ
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 732-291-7272, Fax: 732-289-9259
Chief Compliance Officer
CHRISTOPHER PAUL BERNARD
DIRECTOR, VICE PRESIDENT, SHAREHOLDER
47 WEST RIVER ROAD
SUITE B
RUMSON
NJ
United States
Tel:
732-291-7272
Fax:
732-289-9259
C****@*********M
(Full email address available in API data)
Industry Affiliates
| JOHN ARTHUR CAROLI | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BCS FAMILY FUND, LP | VENTURE CAPITAL, GROWTH EQUITY, AND OTHER PRIVATE EQUITY INVESTMENTS | $10.0M | $0.5M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CUMMINGS, CRAIG, DAVID | Individual | – | DIRECTOR AND SHAREHOLDER | 02/2018 | 25-50% |
| BERNARD, CHRISTOPHER, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR, VICE PRESIDENT, SHAREHOLDER | 06/2009 | 25-50% |
| CAROLI, JOHN, ARTHUR | Individual | – | DIRECTOR, PRESIDENT AND SHAREHOLDER | 06/2009 | 25-50% |
| SCHIFF, DAVID, BAKER | Individual | – | DIRECTOR, SECRETARY AND SHAREHOLDER | 06/2009 | 10-25% |