Hedge Fund Database

FIERA CAPITAL INC.

Adviser information for FIERA CAPITAL INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 112
Investment Advisory/Research 44
Registered Broker-Dealer Representatives 16
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5,173 $21.4B
Non-Discretionary 30 $25.6M
Total 5,203 $21.4B

Clients

Type Number RAUM
Individuals 301 $139.7M
HNW Individuals 3,549 $6.9B
Banking or thrift institutions 0 $0
Investment companies 4 $318.1M
Business development companies 0 $0
Pooled investment vehicles 28 $3.5B
Pension and profit sharing plans 70 $2.0B
Charitable organizations 154 $529.0M
State or municipal gov entities 20 $3.9B
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 554 $4.0B
Other 523 $209.9M
Type Number
No. of Non-RAUM Clients 60
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUM
Other Business Activities Commodity pool operator or commodity trading advisor

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 2.8B
Both for Same 0
Portfolio Manager to Program Sponsor
GLOBAL MANAGER STRATEGIES SEPARATE ACCOUNT PROGRAM GOLDMAN SACHS & CO. LLC
ACCESS UBS FINANCIAL SERVICES INC.
WRAP FEE PROGRAM DOMINARI SECURITIES LLC
MANAGER ACCESS SELECT PROGRAM LPL FINANCIAL LLC

Identifiers

SEC RIA File Number 801-8948
SEC ERA File Number 801-8948
SEC CIK Numbers 945425
SEC CRD Numbers 113638
Legal Entity Identifier 5493005M9ILUC8ZKES86

Principal Office

375 PARK AVENUE
8TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 08:30AM - TO 17:30PM
Tel: 212-300-1600, Fax: 212-300-1650

Websites

www.linkedin.com/company/fieracapital/ us.fieracapital.com

Chief Compliance Officer

WEI ZHAO
HEAD OF COMPLIANCE - US
375 PARK AVENUE
8TH FLOOR
NEW YORK
NY
United States
Tel: (646) 367-7590
Fax: (212) 300-1650
(Full email address available in API data)

Regulatory Contact

STEPHEN MCSHEA
GENERAL COUNSEL
375 PARK AVENUE
8TH FLOOR
NEW YORK
NY
United States
Tel: (646) 367-7540
Fax: (212) 300-1650
(Full email address available in API data)

Industry Affiliates

CLEARWATER CAPITAL PARTNERS Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
FIERA CAPITAL (UK) LIMITED Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
FIERA CAPITAL CORPORATION Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
FIERA COMOX PARTNERS INC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
FIERA GLOBAL DIVERSIFIED LENDING FUND GP LLC Sponsor, GP, manager of pooled investment vehicles
FIERA INFRASTRUCTURE INC. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
FIERA PRIVATE DEBT INC. Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
GLOBAL EQUITY LONG-ONLY GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
FIERA GLOBAL DIVERSIFIED LENDING MASTER FUND, LP Hedge Fund $208.3M $0.3M 12
GLOBAL EQUITY LONG-ONLY FUND LP LONG ONLY $1,308.5M $5.0M 27
INTERNATIONAL EQUITY LONG-ONLY FUND LP LONG ONLY LP $300.3M $5.0M 13
INTERNATIONAL EQUITY LONG-ONLY FUND LP - CLASS E LONG ONLY LP $957.6M $5.0M 15

Control Persons

Name Type Entity Title Since Ownership
FIERA US HOLDING INC. Domestic Entity – SOLE SHAREHOLDER 10/2013 > 75%
FIERA CAPITAL CORPORATION Foreign Entity FIERA US HOLDING INC. SHAREHOLDER 10/2013 > 75%
MCSHEA, STEPHEN, ANTHONY Individual – GENERAL COUNSEL 02/2015 < 5%
DOLAN, CAROLYN, NANNINI Individual – EXECUTIVE VICE PRESIDENT, HEAD OF PRIVATE WEALTH, U.S. 11/2015 < 5%
EINHORN, SCOTT, DAVID Individual – EXECUTIVE VICE PRESIDENT, CO-REGIONAL MANAGING PARTNER 11/2015 < 5%
STOCK, PETER, DICKENS Individual – EXECUTIVE CHAIRMAN, FIERA GLOBAL PRIVATE WEALTH AND EXECUTIVE VICE PRESIDENT, CORPORATE DEVELOPMENT, & DIRECTOR 07/2020 < 5%
PONTILLO, LUCAS, EMILIO Individual – EXECUTIVE DIRECTOR, GLOBAL CHIEF FINANCIAL OFFICER & DIRECTOR 11/2020 < 5%
ZHAO, WEI Individual – CHIEF COMPLIANCE OFFICER, HEAD OF U.S. COMPLIANCE 11/2021 < 5%
SIDDIQUI, AHMED, NADEEM Individual – SENIOR VICE PRESIDENT, HEAD OF STRATEGIC FINANCE 04/2021 < 5%
ROBERTS, ERIC, WILLIAM Individual – EXECUTIVE DIRECTOR, CHIEF EXECUTIVE OFFICER FIERA USA & DIRECTOR 11/2023 < 5%

No. Employees, Historic

2001000202020212022202320242025158 on 3/25/2020158 on 5/19/2020158 on 6/23/2020158 on 7/17/2020158 on 10/9/2020158 on 11/11/2020158 on 1/7/2021141 on 3/22/2021141 on 10/18/2021141 on 11/23/2021141 on 12/15/2021121 on 3/28/2022111 on 3/28/2023111 on 5/15/2023112 on 3/27/2024

RAUM, Historic

30B15B020202021202220232024202524294065456 on 3/25/202024294065456 on 5/19/202024294065456 on 6/23/202024294065456 on 7/17/202024294065456 on 10/9/202024294065456 on 11/11/202024294065456 on 1/7/202128629989769 on 3/22/202128629989769 on 10/18/202128629989769 on 11/23/202128629989769 on 12/15/202127284143069 on 3/28/202221649095344 on 3/28/202321649095344 on 5/15/202321425823296 on 3/27/2024

No. Clients, Historic

6,0003,00002020202120222023202420254147 on 3/25/20204147 on 5/19/20204147 on 6/23/20204147 on 7/17/20204147 on 10/9/20204147 on 11/11/20204147 on 1/7/20214871 on 3/22/20214871 on 10/18/20214871 on 11/23/20214871 on 12/15/20215184 on 3/28/20225073 on 3/28/20235073 on 5/15/20235203 on 3/27/2024

Holdings

From latest 13F, filed November 14th, 2013 for period ending September 30th, 2013
Name Class Value $USD # Shares Private Fund
3-D SYS CORP DEL COM NEW 15K 276K –
3M CO COM 309 3K –
ABB LTD SPONSORED ADR 295 13K –
ABBOTT LABS COM 9K 275K –
ABBVIE INC COM 1K 27K –
ABBVIE INC COM 14K 317K –
ALEXION PHARMACEUTICALS INC COM 1K 10K –
ALPS ETF TR ALERIAN MLP 88 5K –
ALPS ETF TR ALERIAN MLP 3K 158K –
ALTRIA GROUP INC COM 61 2K –
ALTRIA GROUP INC COM 275 8K –
AMAZON COM INC COM 469 2K –
AMAZON COM INC COM 71K 228K –
AMERICAN INTL GROUP INC COM NEW 608 13K –
AMERICAN INTL GROUP INC COM NEW 59K 1M –
AMGEN INC COM 56K 502K –
ANADARKO PETE CORP COM 477 5K –
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 724 7K –
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 52K 521K –
APACHE CORP COM 16K 185K –
APPLE INC COM 1K 3K –
APPLE INC COM 66K 138K –
ARCHER DANIELS MIDLAND CO COM 340 9K –
ARM HLDGS PLC SPONSORED ADR 19K 399K –
AT&T INC COM 385 11K –
AUTOMATIC DATA PROCESSING IN COM 293 4K –
BANK OF AMERICA CORPORATION COM 414 30K –
BANK OF AMERICA CORPORATION COM 22K 2M –
BERKSHIRE HATHAWAY INC DEL CL A 3K 16 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 948 8K –
BHP BILLITON LTD SPONSORED ADR 415 6K –
BIOGEN IDEC INC COM 2K 9K –
BRISTOL MYERS SQUIBB CO COM 230 5K –
CABOT OIL & GAS CORP COM 2K 66K –
CANADIAN NATL RY CO COM 322 3K –
CARRIZO OIL & GAS INC COM 634 17K –
CELGENE CORP COM 385 3K –
CENOVUS ENERGY INC COM 2K 52K –
CHEVRON CORP NEW COM 1K 12K –
CHEVRON CORP NEW COM 54K 444K –
CHUBB CORP COM 893 10K –
CHUBB CORP COM 28K 318K –
CITIGROUP INC COM NEW 68 1K –
CITIGROUP INC COM NEW 74K 2M –
CNOOC LTD SPONSORED ADR 666 3K –
COCA COLA CO COM 19K 511K –
COCA COLA CO COM 1K 28K –
COLGATE PALMOLIVE CO COM 2K 28K –
CONOCOPHILLIPS COM 1K 16K –
CONTINENTAL RESOURCES INC COM 837 8K –
COPA HOLDINGS SA CL A 821 6K –
COSTCO WHSL CORP NEW COM 2K 18K –
CREDIT SUISSE GROUP SPONSORED ADR 229 8K –
CUMMINS INC COM 930 7K –
CUMMINS INC COM 61K 457K –
CVS CAREMARK CORPORATION COM 477 8K –
DIAGEO P L C SPON ADR NEW 754 6K –
DISNEY WALT CO COM DISNEY 44K 689K –
DOLLAR TREE INC COM 5K 96K –
DOMINION RES INC VA NEW COM 2K 37K –
DUKE ENERGY CORP NEW COM NEW 1K 15K –
DUKE ENERGY CORP NEW COM NEW 211 3K –
EATON CORP PLC SHS 3K 39K –
EBAY INC COM 391 7K –
EBAY INC COM 32K 580K –
ECOLAB INC COM 523 5K –
ENERGY XXI (BERMUDA) LTD USD UNRS SHS 574 19K –
ENERGY XXI (BERMUDA) LTD USD UNRS SHS 14K 461K –
ENTERPRISE PRODS PARTNERS L COM 2K 34K –
EOG RES INC COM 38K 227K –
EXXON MOBIL CORP COM 4K 50K –
EXXON MOBIL CORP COM 1K 14K –
FAMILY DLR STORES INC COM 2K 27K –
FEDEX CORP COM 477 4K –
FLUOR CORP NEW COM 844 12K –
FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 665 7K –
FOSTER WHEELER AG COM 211 8K –
FOSTER WHEELER AG COM 219 8K –
FREEPORT-MCMORAN COPPER & GO COM 1K 37K –
FREEPORT-MCMORAN COPPER & GO COM 690 21K –
GALLAGHER ARTHUR J & CO COM 223 5K –
GENERAL DYNAMICS CORP COM 404 5K –
GENERAL ELECTRIC CO COM 2 100 –
GENERAL ELECTRIC CO COM 344 14K –
GILEAD SCIENCES INC COM 23K 367K –
GLAXOSMITHKLINE PLC SPONSORED ADR 903 18K –
GLAXOSMITHKLINE PLC SPONSORED ADR 4K 83K –
GRAINGER W W INC COM 18K 69K –
HDFC BANK LTD ADR REPS 3 SHS 466 15K –
HORNBECK OFFSHORE SVCS INC N COM 230 4K –
IMPERIAL OIL LTD COM NEW 5K 115K –
INTEL CORP COM 1K 44K –
INTEL CORP COM 51K 2M –
INTERNATIONAL BUSINESS MACHS COM 854 5K –
JOHNSON & JOHNSON COM 763 9K –
JOHNSON & JOHNSON COM 2K 22K –
JPMORGAN CHASE & CO COM 930 18K –
JPMORGAN CHASE & CO COM 19K 365K –
KIMBERLY CLARK CORP COM 665 7K –
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 271 3K –
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 210 3K –
KINDER MORGAN MANAGEMENT LLC SHS 5K 61K –
KROGER CO COM 16K 390K –
LIFE TECHNOLOGIES CORP COM 559 7K –
LILLY ELI & CO COM 352 7K –
LILLY ELI & CO COM 4K 87K –
LINEAR TECHNOLOGY CORP COM 540 14K –
LORILLARD INC COM 291 7K –
LOWES COS INC COM 479 10K –
LOWES COS INC COM 39K 826K –
LULULEMON ATHLETICA INC COM 1K 14K –
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 1K 19K –
MAXIMUS INC COM 777 17K –
MCDONALDS CORP COM 1K 11K –
MCDONALDS CORP COM 1K 14K –
MERCK & CO INC NEW COM 12K 245K –
MERCK & CO INC NEW COM 1K 25K –
MGIC INVT CORP WIS COM 437 60K –
MICROSOFT CORP COM 649 20K –
MICROSOFT CORP COM 37K 1M –
NATIONAL OILWELL VARCO INC COM 37K 479K –
NEXTERA ENERGY INC COM 802 10K –
NEXTERA ENERGY INC COM 4K 46K –
NIKE INC CL B 588 8K –
NORTHROP GRUMMAN CORP COM 271 3K –
NOVARTIS A G SPONSORED ADR 34K 442K –
NOVO-NORDISK A S ADR 672 4K –
OCEANEERING INTL INC COM 203 3K –
PARKER HANNIFIN CORP COM 968 9K –
PARKER HANNIFIN CORP COM 30K 272K –
PEPSICO INC COM 812 10K –
PFIZER INC COM 402 14K –
PHILLIPS 66 COM 281 5K –
PINNACLE WEST CAP CORP COM 723 13K –
PINNACLE WEST CAP CORP COM 824 15K –
PLUM CREEK TIMBER CO INC COM 562 12K –
PLUM CREEK TIMBER CO INC COM 23 500 –
PRAXAIR INC COM 256 2K –
PROCTER & GAMBLE CO COM 17K 223K –
PROSHARES TR II ULTRASHORT YEN N 218 4K –
QUALCOMM INC COM 1K 15K –
QUALCOMM INC COM 35K 523K –
RANGE RES CORP COM 2K 27K –
RESEARCH FRONTIERS INC COM 140 33K –
REYNOLDS AMERICAN INC COM 341 7K –
ROSS STORES INC COM 932 13K –
ROSS STORES INC COM 25K 341K –
ROYAL DUTCH SHELL PLC SPONS ADR A 405 6K –
SAFEWAY INC COM NEW 2K 58K –
SANOFI SPONSORED ADR 218 4K –
SCHEIN HENRY INC COM 830 8K –
SCHEIN HENRY INC COM 25K 241K –
SCHLUMBERGER LTD COM 1K 14K –
SEADRILL LIMITED SHS 942 21K –
SHERWIN WILLIAMS CO COM 22K 122K –
SHERWIN WILLIAMS CO COM 1K 7K –
SIGMA ALDRICH CORP COM 462 5K –
SOUTHERN CO COM 741 18K –
SOUTHERN CO COM 1K 30K –
SOUTHWESTERN ENERGY CO COM 2K 45K –
SPDR GOLD TRUST GOLD SHS 5K 39K –
STERICYCLE INC COM 2K 17K –
STRATASYS LTD SHS 1K 12K –
SUNCOR ENERGY INC NEW COM 2K 42K –
SYNGENTA AG SPONSORED ADR 244 3K –
SYSCO CORP COM 291 9K –
TARGET CORP COM 363 6K –
TJX COS INC NEW COM 1K 25K –
TJX COS INC NEW COM 34K 596K –
TOLL BROTHERS INC COM 746 23K –
TOLL BROTHERS INC COM 24K 736K –
TOYOTA MOTOR CORP SP ADR REP2COM 640 5K –
TOYOTA MOTOR CORP SP ADR REP2COM 35K 271K –
TRANSOCEAN LTD REG SHS 287 6K –
UNILEVER N V N Y SHS NEW 21K 557K –
UNION PAC CORP COM 50K 323K –
UNION PAC CORP COM 2K 10K –
UNITED PARCEL SERVICE INC CL B 477 5K –
UNIVERSAL HEALTH RLTY INCM T SH BEN INT 21 500 –
UNIVERSAL HEALTH RLTY INCM T SH BEN INT 1K 27K –
VALE S A ADR 250 16K –
VISA INC COM CL A 290 2K –
WELLS FARGO & CO NEW COM 1K 30K –
WELLS FARGO & CO NEW COM 375 9K –
WESTERN UN CO COM 284 15K –
WEX INC COM 233 3K –
WHITING PETE CORP NEW COM 628 11K –
WHOLE FOODS MKT INC COM 12K 212K –
WPP PLC NEW ADR 1K 14K –