Hedge Fund Database

S.E.E.D. PLANNING GROUP, LLC

Adviser information for S.E.E.D. PLANNING GROUP, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,709 $423.0M
Non-Discretionary 0 $0
Total 1,709 $423.0M

Clients

Type Number RAUM
Individuals 513 $114.0M
HNW Individuals 154 $302.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 9 $6.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $266,876
Other 0 $0
Type Number
No. of Non-RAUM Clients 24
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesTAX PLANNING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-91167
SEC ERA File Number 801-91167
SEC CIK Numbers 1765515
SEC CRD Numbers 188521
Legal Entity Identifier None

Principal Office

31 LEWIS STREET
SUITE 401
BINGHAMTON
NY
United States
Monday - Friday, M-F (9AM-5PM) SAT (BY APPOINTMENT)
Tel: (607) 217-5091, Fax: (855) 838-7333

Websites

www.youtube.com/channel/ucu82t71p45gl3bobcy7vf-a?view_as=subscriber www.instagram.com/sprout_spg/ seedpg.com seedplanninggroup.com www.facebook.com/seedpg/ www.facebook.com/sproutspg/ www.linkedin.com/company/seedpg/ twitter.com/seedpg www.alignable.com/binghamton-ny/s-e-e-d-planning-group-llc www.instagram.com/seedpg 401ktime.com/

Chief Compliance Officer

TRAVIS E. MAUS
CEO
2030 FALLING WATERS RD
ONE FALLING WATER, SUITE 180
KNOXVILLE
TN
United States
Tel: (607) 217-5091
Fax: (855) 838-7333
(Full email address available in API data)

Regulatory Contact

CARLA KLEPIN
COMPLIANCE MANAGER
2030 FALLING WATERS RD
ONE FALLING WATER, SUITE 180
KNOXVILLE
TN
United States
Tel: 607-217-5091
Fax: (855) 838-7333
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MAUS, TRAVIS, ED Individual – CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER 04/2015 25-50%
BERKELEY, RYAN, SEAN Individual – SENIOR WEALTH MANAGER 12/2012 25-50%
COSTANTINO, FRED, GENE Individual – SENIOR INVESTMENT ANALYST 06/2016 10-25%
MICHAELS, AMY, CECILE Individual – OWNER 01/2018 10-25%
CAMPBELL, STEPHEN, J Individual – SENIOR VP CLIENT EXPERIENCE 01/2018 < 5%
DRISCOLL-WITT, KERSTIN, MARIE Individual – DIRECTOR OF SUITE(K) 01/2022 < 5%
NIRCHI, DAVID, ANTHONY Individual – CHIEF OPERATING OFFICER 01/2022 < 5%
Burchell, Hannah Individual – MANAGER OF TAX PLANNING 01/2024 < 5%
CHASE, JEFFREY, PAUL Individual – SENIOR VP FINANCIAL PLANNING 01/2024 < 5%
HAMILTON, WILLIAM, RIDGWAY Individual – CHIEF FINANCIAL OFFICER AND CHIEF INVESTMENT OFFICER 01/2024 < 5%
SHAFER, EMMALINE Individual – SR. MANAGER, ADMIN AND OPERATIONS 01/2024 < 5%
RECORD, KAYLA, R Individual – SR. COLLEGE PLANNING SPECIALIST 01/2024 < 5%

No. Employees, Historic

3015020192020202120222023202420258 on 5/22/20198 on 8/1/20198 on 8/27/20198 on 9/20/20198 on 10/9/20198 on 11/20/20199 on 3/10/20209 on 6/3/20209 on 6/5/20209 on 8/18/20209 on 12/24/202011 on 3/2/202112 on 3/13/202112 on 5/5/202112 on 5/18/202112 on 6/7/202112 on 6/8/202112 on 8/4/202112 on 9/3/202118 on 11/18/202122 on 1/19/202222 on 3/6/202222 on 4/13/202224 on 4/28/202224 on 6/22/202224 on 6/24/202224 on 8/4/202223 on 10/18/202224 on 12/16/202228 on 1/10/202328 on 2/6/202328 on 3/7/202327 on 4/24/202327 on 4/24/202327 on 6/13/202327 on 6/22/202327 on 6/30/202327 on 7/3/202328 on 11/30/202328 on 1/16/202414 on 3/7/2024

RAUM, Historic

500M250M02019202020212022202320242025113681957 on 5/22/2019113681957 on 8/1/2019113681957 on 8/27/2019113681957 on 9/20/2019113681957 on 10/9/2019113681957 on 11/20/2019166032000 on 3/10/2020166032000 on 6/3/2020166032000 on 6/5/2020166032000 on 8/18/2020166032000 on 12/24/2020239883391 on 3/2/2021239883391 on 3/13/2021239883391 on 5/5/2021239883391 on 5/18/2021239883391 on 6/7/2021239883391 on 6/8/2021239883391 on 8/4/2021239883391 on 9/3/2021239883391 on 11/18/2021239883391 on 1/19/2022329916002 on 3/6/2022329916002 on 4/13/2022329916002 on 4/28/2022329916002 on 6/22/2022329916002 on 6/24/2022329916002 on 8/4/2022329916002 on 10/18/2022329916002 on 12/16/2022329916002 on 1/10/2023329916002 on 2/6/2023351350025 on 3/7/2023351350025 on 4/24/2023351350025 on 4/24/2023351350025 on 6/13/2023351350025 on 6/22/2023351350025 on 6/30/2023351350025 on 7/3/2023351350025 on 11/30/2023351350025 on 1/16/2024422957777 on 3/7/2024

No. Clients, Historic

70035002019202020212022202320242025373 on 5/22/2019373 on 8/1/2019373 on 8/27/2019373 on 9/20/2019373 on 10/9/2019373 on 11/20/2019425 on 3/10/2020425 on 6/3/2020425 on 6/5/2020425 on 8/18/2020425 on 12/24/2020488 on 3/2/2021488 on 3/13/2021488 on 5/5/2021488 on 5/18/2021488 on 6/7/2021488 on 6/8/2021488 on 8/4/2021488 on 9/3/2021488 on 11/18/2021488 on 1/19/2022546 on 3/6/2022546 on 4/13/2022546 on 4/28/2022546 on 6/22/2022546 on 6/24/2022546 on 8/4/2022546 on 10/18/2022546 on 12/16/2022546 on 1/10/2023546 on 2/6/2023616 on 3/7/2023616 on 4/24/2023616 on 4/24/2023616 on 6/13/2023616 on 6/22/2023616 on 6/30/2023616 on 7/3/2023616 on 11/30/2023616 on 1/16/2024678 on 3/7/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 1M 4K 0
AGILENT TECHNOLOGIES INC COM 4M 34K 0
AIR PRODS & CHEMS INC COM 1M 5K 0
ALPHABET INC CAP STK CL A 11M 61K 0
AMAZON COM INC COM 15M 75K 0
AMERICAN TOWER CORP NEW COM 5M 26K 0
AMERICAN WTR WKS CO INC NEW COM 310K 2K 0
APPLE INC COM 14M 68K 0
AUTOMATIC DATA PROCESSING IN COM 823K 3K 0
BERKSHIRE HATHAWAY INC DEL CL A 1M 2 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 256K 629 0
CADENCE DESIGN SYSTEM INC COM 613K 2K 0
CATERPILLAR INC COM 286K 860 0
CBRE GROUP INC CL A 9M 99K 0
CISCO SYS INC COM 432K 9K 0
COLGATE PALMOLIVE CO COM 916K 9K 0
COMCAST CORP NEW CL A 2M 40K 0
CORTEVA INC COM 3M 56K 0
COSTAR GROUP INC COM 3M 36K 0
COSTCO WHSL CORP NEW COM 9M 10K 0
DISNEY WALT CO COM 2M 20K 0
DOMINION ENERGY INC COM 8M 169K 0
ECOLAB INC COM 11M 45K 0
ENBRIDGE INC COM 10M 284K 0
EQUINIX INC COM 2M 3K 0
EXXON MOBIL CORP COM 277K 2K 0
GENERAL DYNAMICS CORP COM 1M 4K 0
HOME DEPOT INC COM 6M 18K 0
HONEYWELL INTL INC COM 9M 41K 0
INTERNATIONAL BUSINESS MACHS COM 1M 6K 0
INTERNATIONAL FLAVORS&FRAGRA COM 1M 11K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 3M 151K 0
INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 2M 84K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 2M 86K 0
INVESCO EXCH TRD SLF IDX FD BULETSHS 2027 2M 86K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 3M 157K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 2M 85K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 3M 154K 0
ISHARES TR RUS 1000 VAL ETF 288K 2K 0
ISHARES TR CORE S&P SCP ETF 496K 5K 0
ISHARES TR CORE S&P MCP ETF 745K 13K 0
ISHARES TR RUS 1000 GRW ETF 732K 2K 0
JOHNSON & JOHNSON COM 5M 36K 0
JPMORGAN CHASE & CO. COM 3M 13K 0
LAUDER ESTEE COS INC CL A 8M 73K 0
LINDE PLC SHS 6M 14K 0
LOCKHEED MARTIN CORP COM 5M 11K 0
LOWES COS INC COM 3M 12K 0
MASTERCARD INCORPORATED CL A 6M 13K 0
MCDONALDS CORP COM 236K 928 0
META PLATFORMS INC CL A 10M 19K 0
MICROSOFT CORP COM 11M 25K 0
NEXTERA ENERGY INC COM 11M 162K 0
NORTHROP GRUMMAN CORP COM 391K 898 0
NVIDIA CORPORATION COM 236K 2K 0
ORACLE CORP COM 213K 2K 0
PARKER-HANNIFIN CORP COM 2M 4K 0
ROCKWELL AUTOMATION INC COM 558K 2K 0
RTX CORPORATION COM 2M 24K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 2M 30K 0
SOUTHERN CO COM 2M 26K 0
SPDR SER TR S&P DIVID ETF 342K 3K 0
STARBUCKS CORP COM 2M 23K 0
TEXAS INSTRS INC COM 338K 2K 0
THERMO FISHER SCIENTIFIC INC COM 6M 10K 0
UNITEDHEALTH GROUP INC COM 5M 9K 0
US BANCORP DEL COM NEW 8M 197K 0
VALERO ENERGY CORP COM 6M 36K 0
VANECK ETF TRUST MRNGSTR WDE MOAT 9M 102K 0
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K 0
VISA INC COM CL A 4M 17K 0
WALMART INC COM 859K 13K 0
WILLIS TOWERS WATSON PLC LTD SHS 655K 2K 0
XYLEM INC COM 1M 10K 0