Hedge Fund Database

SIGHTLINE WEALTH ADVISORS, LLC

Adviser information for SIGHTLINE WEALTH ADVISORS, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 634 $193.6M
Non-Discretionary 165 $48.8M
Total 799 $242.4M

Clients

Type Number RAUM
Individuals 167 $57.0M
HNW Individuals 94 $184.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $815,960
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-91168
SEC ERA File Number 801-91168
SEC CIK Numbers 1841979
SEC CRD Numbers 176520
Legal Entity Identifier None

Principal Office

495 GOLD STAR HIGHWAY
SUITE 100
GROTON
CT
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (860) 448-0611, Fax: (860) 445-0269

Websites

sightlinewa.com sightlinewm.com sightlinewealthadvisors.com

Chief Compliance Officer

STEFAN A. PELLISH
PRINCIPAL
495 GOLD STAR HIGHWAY
SUITE 100
GROTON
CT
United States
Tel: (860) 448-0611
Fax: (860) 445-0269
(Full email address available in API data)

Regulatory Contact

MARK J. STEFFEN
PRINCIPAL
495 GOLD STAR HIGHWAY
SUITE 100
GROTON
CT
United States
Tel: (860) 448-0611
Fax: (860) 445-0269
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
STEFFEN, MARK, JOSEPH Individual – MANAGING MEMBER 04/2015 50-75%
PELLISH, STEFAN, ALEXANDER Individual – MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER 04/2015 50-75%

No. Employees, Historic

10502020202120222023202420255 on 3/11/20205 on 6/19/20205 on 3/4/20213 on 3/3/20223 on 3/22/20223 on 4/25/20223 on 9/14/20223 on 11/15/20225 on 3/16/20235 on 3/16/20235 on 4/3/20236 on 3/18/20246 on 3/18/2024

RAUM, Historic

300M150M0202020212022202320242025185201460 on 3/11/2020185201460 on 6/19/2020198020105 on 3/4/2021225757847 on 3/3/2022225757847 on 3/22/2022225757847 on 4/25/2022225757847 on 9/14/2022225757847 on 11/15/2022215694974 on 3/16/2023215694974 on 3/16/2023215694974 on 4/3/2023242397670 on 3/18/2024242397670 on 3/18/2024

No. Clients, Historic

3001500202020212022202320242025261 on 3/11/2020261 on 6/19/2020253 on 3/4/2021262 on 3/3/2022262 on 3/22/2022262 on 4/25/2022262 on 9/14/2022262 on 11/15/2022259 on 3/16/2023259 on 3/16/2023259 on 4/3/2023261 on 3/18/2024261 on 3/18/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 230K 1K –
ALPHABET INC CAP STK CL A 214K 1K –
APPLE INC COM 1M 5K –
ASBURY AUTOMOTIVE GROUP INC COM 1M 6K –
BOOKING HOLDINGS INC NOTE 0.750% 5/0 21K 10K –
CATERPILLAR INC COM 265K 797 –
CITIGROUP INC COM NEW 305K 5K –
EURONET WORLDWIDE INC NOTE 0.750% 3/1 14K 14K –
EXPEDIA GROUP INC NOTE 2/1 9K 10K –
FIRST TR MORNINGSTAR DIVID L SHS 484K 13K –
FRANKLIN TEMPLETON ETF TR SENIOR LOAN ETF 2M 91K –
GLOBAL X FDS GENOMIC BIOTECH 687K 66K –
GOLDMAN SACHS ETF TR ACCES TREASURY 769K 8K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 1M 7K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 25M 150K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 218K 6K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 341K 9K –
INVESCO QQQ TR UNIT SER 1 4M 7K –
ISHARES INC CORE MSCI EMKT 537K 10K –
ISHARES INC MSCI EMRG CHN 709K 12K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR MSCI EMG MKT ETF 429K 10K –
ISHARES TR MSCI EAFE ETF 447K 6K –
ISHARES TR S&P MC 400GR ETF 205K 2K –
ISHARES TR RUS 1000 GRW ETF 810K 2K –
ISHARES TR RUS 1000 ETF 1M 5K –
ISHARES TR RUSSELL 2000 ETF 1M 5K –
ISHARES TR RUSSELL 3000 ETF 626K 2K –
ISHARES TR MSCI USA QLT FCT 955K 6K –
ISHARES TR CORE MSCI TOTAL 4M 54K –
ISHARES TR IBONDS DEC25 ETF 1M 54K –
ISHARES TR IBONDS DEC24 ETF 538K 21K –
ISHARES TR IBONDS DEC2026 2M 102K –
ISHARES TR IBONDS 25 TRM HG 376K 16K –
ISHARES TR IBONDS 24 TRM HG 323K 14K –
ISHARES TR IBDS DEC28 ETF 308K 12K –
ISHARES TR IBONDS 27 ETF 2M 85K –
ISHARES TR IBONDS 2027 TERM 524K 24K –
ISHARES TR IBONDS 2026 TERM 734K 32K –
ISHARES TR 0-3 MNTH TREASRY 223K 2K –
MICROSOFT CORP COM 1M 3K –
NETFLIX INC COM 268K 397 –
NEWELL BRANDS INC COM 376K 59K –
NUVEEN MUN VALUE FD INC COM 139K 16K –
NUVEEN SELECT MAT MUN FD SH BEN INT 119K 13K –
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 280K 19K –
PFIZER INC COM 417K 15K –
PROCTER AND GAMBLE CO COM 263K 2K –
SCHWAB STRATEGIC TR US BRD MKT ETF 497K 8K –
SCHWAB STRATEGIC TR US LRG CAP ETF 200K 3K –
SCHWAB STRATEGIC TR US LCAP GR ETF 1M 11K –
SCHWAB STRATEGIC TR US MID-CAP ETF 9M 113K –
SCHWAB STRATEGIC TR US SML CAP ETF 8M 170K –
SCHWAB STRATEGIC TR HIGH YIELD BD ET 207K 4K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 4M 150K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 293K 4K –
SCHWAB STRATEGIC TR INTL EQTY ETF 10M 266K –
SCHWAB STRATEGIC TR US AGGREGATE B 4M 80K –
SCHWAB STRATEGIC TR SHT TM US TRES 398K 8K –
SELECT SECTOR SPDR TR TECHNOLOGY 218K 963 –
SPDR S&P 500 ETF TR TR UNIT 5M 9K –
SPDR SER TR PRTFLO S&P500 GW 4M 46K –
SPDR SER TR PORTFOLI S&P1500 360K 5K –
SPDR SER TR BLOOMBERG 3-12 M 1M 10K –
SPDR SER TR NUVEEN BLMBRG SH 218K 5K –
SPDR SER TR PORTFOLIO S&P600 506K 12K –
TANGER INC COM 3M 98K –
VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 527K 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 14M 190K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 3K –
VANGUARD INDEX FDS SML CP GRW ETF 274K 1K –
VANGUARD INDEX FDS SM CP VAL ETF 665K 4K –
VANGUARD INDEX FDS MID CAP ETF 1M 5K –
VANGUARD INDEX FDS GROWTH ETF 6M 17K –
VANGUARD INDEX FDS VALUE ETF 13M 82K –
VANGUARD INDEX FDS SMALL CP ETF 1M 6K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 2M 35K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 670K 15K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 3M 37K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 416K 2K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 52K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 475K 4K –