KIMELMAN & BAIRD, LLC
Adviser information for KIMELMAN & BAIRD, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 532 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 532 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 152 | $51.1M |
| HNW Individuals | 117 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.5M |
| Charitable organizations | 6 | $78.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMCommissions |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-9182 |
|---|---|
| SEC ERA File Number | 801-9182 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 2440 |
| Legal Entity Identifier | None |
Principal Office
800 THIRD AVENUESUITE 2300
NEW YORK
NY
United States
Monday - Friday, 9:00 A.M TO 5:00 P.M.
Tel: 212-686-0021, Fax: 212-779-9603
Chief Compliance Officer
SHEILA BAIRD
MEMBER
800 THIRD AVENUE
SUITE 2300
NEW YORK
NY
United States
Tel:
212-686-0021
Fax:
212-779-9603
Regulatory Contact
KIMELMAN, PATRICIA
OFFICE MANAGER
800 THIRD AVENUE
SUITE 2300
NEW YORK
NY
United States
Tel:
(212) 686-0021
Fax:
(212) 779-9603
P********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAIRD, SHEILA MAUREEN | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 04/1995 | 10-25% |
| KIMELMAN, SCOTT CHARLES | Individual | – | MEMBER | 04/2013 | 50-75% |
| VYAS, SAPAN "NMN" | Individual | – | MEMBER, FINOP | 01/2016 | 10-25% |
| MOCK, YASMEEN SOLLEE | Individual | – | MEMBER | 01/2016 | 10-25% |
| MOCK, YASMEEN SOLLEE | Individual | – | PRINCIPAL OPERATING OFFICER | 10/2018 | 10-25% |
| MOCK, YASMEEN SOLLEE | Individual | – | CO-CCO | 06/2022 | 10-25% |