CALLAN
CALLAN LLC Legal Name
Adviser information for CALLAN last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 201 |
|---|---|
| Investment Advisory/Research | 163 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 26 | $34.2B |
| Non-Discretionary | 0 | $0 |
| Total | 26 | $34.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $7.7B |
| Pension and profit sharing plans | 258 | $25.4B |
| Charitable organizations | 62 | $880.1M |
| State or municipal gov entities | 159 | $0 |
| Other investment advisers | 27 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 231 | $272.3M |
| Other | 16 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 731 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)ASSET OWNER CONSULTING AND EDUCATION |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesA PERCENTAGE OF ASSETS ON WHICH WE CONSULT |
Principal Office
ONE BUSH STREETSUITE 700
SAN FRANCISCO
CA
United States
Monday - Friday, 8 AM - 5 PM
Tel: 415-974-5060, Fax: None
Chief Compliance Officer
JENNIFER GALLO
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
ONE BUSH STREET
SUITE 700
SAN FRANCISCO
CA
United States
Tel:
415-974-5060
G****@*********M
(Full email address available in API data)
Regulatory Contact
ROSANNA SANGALANG
SVP COMPLIANCE & HUMAN RESOURCES
ONE BUSH STREET
SUITE 700
SAN FRANCISCO
CA
United States
Tel:
415-974-5060
S********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PEYTON, RONALD, DOUGLAS | Individual | – | EXECUTIVE CHAIRMAN & DIRECTOR (ELECTED MANAGER) | 09/2017 | < 5% |
| ALLEN, GREGORY, C | Individual | – | CEO & CHIEF RESEARCH OFFICER, & DIRECTOR (ELECTED MANAGER) | 04/2018 | < 5% |
| SWEET, INGA, B | Individual | – | EVP, COO & DIRECTOR (ELECTED MANAGER) | 01/2017 | < 5% |
| CALLAN HOLDINGS INC. | Domestic Entity | – | MEMBER | 03/2021 | > 75% |
| CALLAN HOLDINGS INC. | Domestic Entity | CALLAN HOLDINGS INC. | MEMBER | 03/2021 | > 75% |
| CALLAHAN, JAMES, ANDREW | Individual | – | PRESIDENT & DIRECTOR (ELECTED MANAGER) | 04/2018 | < 5% |
| Kachare, Shalaka | Individual | – | SVP & CHIEF FINANCIAL OFFICER | 09/2020 | < 5% |
| Gallo, Jennifer | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |