INTELLECTUS PARTNERS, LLC
Adviser information for INTELLECTUS PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 700 | $852.3M |
| Non-Discretionary | 202 | $316.3M |
| Total | 902 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 159 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $94.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
1050 BATTERY STREETSUITE 100
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 415-795-7830, Fax: None
Chief Compliance Officer
TINA C. CHAN
VICE PRESIDENT OF OPERATIONS & ADMINISTRATION
1050 BATTERY STREET
SUITE 100
SAN FRANCISCO
CA
United States
Tel:
415-795-7830
T***@***********S
(Full email address available in API data)
Regulatory Contact
DAVID J. LA PLACA
MANAGING MEMBER
1050 BATTERY STREET
SUITE 100
SAN FRANCISCO
CA
United States
Tel:
415-795-7830
D****@***********S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| INTELLECTUS CAPITAL, LLC, SERIES 1 | Venture Capital Fund | $36.8M | $0.5M | 77 |
| INTELLECTUS VENTURES, LLC, SERIES 3 | SERIES EQUITY INTEREST | $0.0M | $0.0M | 18 |
| INTELLECTUS VENTURES, LLC, SERIES 7 | SERIES EQUITY INTEREST | $1.4M | $0.1M | 43 |
| INTELLECTUS VENTURES, LLC, SERIES 8 | SERIES EQUITY INTEREST | $0.0M | $0.1M | 35 |
| INTELLECTUS VENTURES, LLC, SERIES 9 | SERIES EQUITY INTEREST | $2.2M | $0.0M | 35 |
| INTELLECTUS VENTURES, LLC, SERIES 10 | SERIES INTEREST | $5.3M | $0.3M | 23 |
| MVP SXF4 FUND A SERIES OF MARCY VENTURE PARTNERS OPPORTUNITY LLC | POOLED INVESTMENT FUND INTERESTS | $48.8M | $0.1M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LAPLACA, DAVID, JOSEPH | Individual | – | MANAGING MEMBER | 06/2015 | 50-75% |
| CASEY, THOMAS, EDGAR | Individual | – | MANAGING MEMBER | 06/2015 | 25-50% |
| CHAN, TINA, CHING | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2015 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 1M | 11K | – |
| ABBOTT LABS | COM | 953K | 9K | – |
| ABBVIE INC | COM | 2M | 11K | – |
| ABCELLERA BIOLOGICS INC | COM | 2M | 546K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 796K | 3K | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 773K | 5K | – |
| AFFIMED N V | ORDINARY SHS NEW | 458K | 84K | – |
| AIR PRODS & CHEMS INC | COM | 351K | 1K | – |
| AIRBNB INC | COM CL A | 2M | 14K | – |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 331K | 342 | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 2M | 26K | – |
| ALPHABET INC | CAP STK CL C | 13M | 73K | – |
| ALPHABET INC | CAP STK CL A | 4M | 24K | – |
| ALPS ETF TR | ALERIAN MLP | 223K | 5K | – |
| ALTRIA GROUP INC | COM | 571K | 12K | – |
| AMAZON COM INC | COM | 19M | 100K | – |
| AMERICAN EXPRESS CO | COM | 2M | 8K | – |
| AMGEN INC | COM | 1M | 4K | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 705K | 36K | – |
| ANTERO RESOURCES CORP | COM | 985K | 30K | – |
| AON PLC | SHS CL A | 282K | 961 | – |
| APA CORPORATION | COM | 749K | 25K | – |
| APPLE INC | COM | 4M | 21K | – |
| ARCHER AVIATION INC | COM CL A | 3M | 907K | – |
| ARES CAPITAL CORP | COM | 1M | 51K | – |
| ARISTA NETWORKS INC | COM | 666K | 2K | – |
| ASANA INC | CL A | 199K | 14K | – |
| AT&T INC | COM | 280K | 15K | – |
| BAIDU INC | SPON ADR REP A | 1M | 16K | – |
| BANK AMERICA CORP | COM | 2M | 44K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
| BIOGEN INC | COM | 1M | 6K | – |
| BIOMARIN PHARMACEUTICAL INC | NOTE 1.250% 5/1 | 252K | 264 | – |
| BLACKROCK MUNICIPAL INCOME | COM | 4M | 297K | – |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 883K | 79K | – |
| BLACKROCK MUNIYIELD FD INC | COM | 752K | 69K | – |
| BLACKROCK RES & COMMODITIES | SHS | 2M | 205K | – |
| BLACKROCK TAX MUNICPAL BD TR | SHS | 3M | 178K | – |
| BLACKSTONE INC | COM | 2M | 17K | – |
| BLADE AIR MOBILITY INC | CL A COM | 687K | 198K | – |
| BLOCK INC | CL A | 987K | 15K | – |
| BLUE OWL CAPITAL CORPORATION | COM | 2M | 121K | – |
| BOEING CO | COM | 373K | 2K | – |
| BOOKING HOLDINGS INC | COM | 404K | 102 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 31K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 626K | 15K | – |
| CAMECO CORP | COM | 4M | 87K | – |
| CARPARTS COM INC | COM | 42K | 42K | – |
| CARRIER GLOBAL CORPORATION | COM | 793K | 13K | – |
| CASELLA WASTE SYS INC | CL A | 265K | 3K | – |
| CATERPILLAR INC | COM | 2M | 6K | – |
| CENCORA INC | COM | 648K | 3K | – |
| CENTENE CORP DEL | COM | 466K | 7K | – |
| CHECK POINT SOFTWARE TECH LT | ORD | 248K | 2K | – |
| CISCO SYS INC | COM | 2M | 39K | – |
| CITIGROUP INC | COM NEW | 394K | 6K | – |
| COCA COLA CO | COM | 866K | 14K | – |
| COINBASE GLOBAL INC | COM CL A | 829K | 4K | – |
| COLGATE PALMOLIVE CO | COM | 646K | 7K | – |
| COMCAST CORP NEW | CL A | 650K | 17K | – |
| COMPASS PATHWAYS PLC | SPONSORED ADS | 61K | 10K | – |
| CONFLUENT INC | CLASS A COM | 856K | 29K | – |
| CONSTELLATION BRANDS INC | CL A | 477K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 304K | 357 | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 365K | 7K | – |
| CSX CORP | COM | 1M | 32K | – |
| CVS HEALTH CORP | COM | 399K | 7K | – |
| DELL TECHNOLOGIES INC | CL C | 393K | 3K | – |
| DELTA AIR LINES INC DEL | COM NEW | 2M | 45K | – |
| DESCARTES SYS GROUP INC | COM | 262K | 3K | – |
| DEUTSCHE BANK A G | NAMEN AKT | 731K | 46K | – |
| DISNEY WALT CO | COM | 2M | 22K | – |
| DOCUSIGN INC | COM | 469K | 9K | – |
| DOUBLELINE INCOME SOLUTIONS | COM | 5M | 376K | – |
| DOUBLELINE OPPORTUNISTIC CR | COM | 3M | 182K | – |
| DUPONT DE NEMOURS INC | COM | 592K | 7K | – |
| ELEVANCE HEALTH INC | COM | 2M | 4K | – |
| ELI LILLY & CO | COM | 385K | 425 | – |
| EMERSON ELEC CO | COM | 218K | 2K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 2M | 107K | – |
| ENOVIX CORPORATION | COM | 602K | 39K | – |
| ENPHASE ENERGY INC | COM | 1M | 11K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 225K | 8K | – |
| EXPONENT INC | COM | 257K | 3K | – |
| FEDEX CORP | COM | 350K | 1K | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 289K | 6K | – |
| FIRST SOLAR INC | COM | 690K | 3K | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 201K | 4K | – |
| FIRST TR INTER DURATN PFD & | COM | 275K | 15K | – |
| FIRST TR STOXX EUROPEAN SELE | COMMON SHS | 6M | 508K | – |
| FISERV INC | COM | 660K | 4K | – |
| FORD MTR CO DEL | NOTE 3/1 | 325K | 322 | – |
| FREEPORT-MCMORAN INC | CL B | 3M | 72K | – |
| FS KKR CAP CORP | COM | 876K | 43K | – |
| GARTNER INC | COM | 646K | 1K | – |
| GE AEROSPACE | COM NEW | 286K | 2K | – |
| GENERAL MLS INC | COM | 1M | 17K | – |
| GENTEX CORP | COM | 269K | 8K | – |
| GILEAD SCIENCES INC | COM | 3M | 41K | – |
| GLOBAL X FDS | GLOBAL X SILVER | 201K | 6K | – |
| GLOBALSTAR INC | COM | 286K | 256K | – |
| GLYCOMIMETICS INC | COM | 13K | 46K | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 345K | 3K | – |
| GOLDMAN SACHS ETF TR | HEDGE IND ETF | 423K | 4K | – |
| GOLDMAN SACHS GROUP INC | COM | 4M | 9K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 4M | 77K | – |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 347K | 322 | – |
| HECLA MNG CO | COM | 80K | 17K | – |
| HERSHEY CO | COM | 972K | 5K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HONEYWELL INTL INC | COM | 2M | 9K | – |
| HUBSPOT INC | COM | 3M | 5K | – |
| ILLUMINA INC | COM | 1M | 14K | – |
| INFINERA CORP | COM | 1M | 231K | – |
| INTELLIA THERAPEUTICS INC | COM | 1M | 58K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 829K | 5K | – |
| INTUITIVE SURGICAL INC | COM NEW | 2M | 4K | – |
| INVESCO DB COMMDY INDX TRCK | UNIT | 498K | 21K | – |
| INVESCO DB MULTI-SECTOR COMM | AGRICULTURE FD | 796K | 33K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 229K | 4K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 8K | – |
| INVESCO QQQ TR | UNIT SER 1 | 740K | 2K | – |
| IOVANCE BIOTHERAPEUTICS INC | COM | 914K | 114K | – |
| ISHARES SILVER TR | ISHARES | 2M | 69K | – |
| ISHARES TR | MSCI EMG MKT ETF | 403K | 9K | – |
| ISHARES TR | MSCI EAFE ETF | 203K | 3K | – |
| ISHARES TR | EXPANDED TECH | 863K | 10K | – |
| ISHARES TR | ISHARES SEMICDTR | 2M | 6K | – |
| ISHARES TR | ISHARES BIOTECH | 2M | 15K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 10K | – |
| ISHARES TR | JPMORGAN USD EMG | 1M | 12K | – |
| ISHARES TR | MBS ETF | 210K | 2K | – |
| ISHARES TR | MSCI INDIA ETF | 283K | 5K | – |
| ISHARES TR | MSCI CHINA ETF | 813K | 19K | – |
| ISHARES TR | MSCI USA MIN VOL | 1M | 17K | – |
| JOBY AVIATION INC | COMMON STOCK | 329K | 65K | – |
| JOHNSON & JOHNSON | COM | 1M | 9K | – |
| JPMORGAN CHASE & CO. | COM | 4M | 19K | – |
| KAYNE ANDERSON ENERGY INFRST | COM | 113K | 11K | – |
| KIMBERLY-CLARK CORP | COM | 944K | 7K | – |
| KLA CORP | COM NEW | 4M | 4K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 1M | 6K | – |
| LCI INDS | NOTE 1.125% 5/1 | 277K | 295 | – |
| LENDINGTREE INC NEW | COM | 509K | 12K | – |
| LINCOLN NATL CORP IND | COM | 820K | 26K | – |
| LOCKHEED MARTIN CORP | COM | 5M | 11K | – |
| LOWES COS INC | COM | 514K | 2K | – |
| LULULEMON ATHLETICA INC | COM | 1M | 4K | – |
| MAPLEBEAR INC | COM | 858K | 27K | – |
| MARKEL GROUP INC | COM | 567K | 360 | – |
| MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
| MCDONALDS CORP | COM | 862K | 3K | – |
| MCKESSON CORP | COM | 953K | 2K | – |
| META PLATFORMS INC | CL A | 11M | 22K | – |
| MICRON TECHNOLOGY INC | COM | 9M | 65K | – |
| MICROSOFT CORP | COM | 8M | 18K | – |
| MILLERKNOLL INC | COM | 235K | 9K | – |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 4M | 126K | – |
| MOMENTUS INC | *W EXP 05/15/202 | 339 | 35K | – |
| MONGODB INC | CL A | 382K | 2K | – |
| MSCI INC | COM | 500K | 1K | – |
| NEKTAR THERAPEUTICS | COM | 12K | 10K | – |
| NETFLIX INC | COM | 2M | 3K | – |
| NEWMONT CORP | COM | 3M | 61K | – |
| NIKE INC | CL B | 575K | 8K | – |
| NORTHROP GRUMMAN CORP | COM | 552K | 1K | – |
| NOVARTIS AG | SPONSORED ADR | 462K | 4K | – |
| NOVO-NORDISK A S | ADR | 1M | 8K | – |
| NUCOR CORP | COM | 785K | 5K | – |
| NUVATION BIO INC | COM CL A | 721K | 247K | – |
| NVIDIA CORPORATION | COM | 9M | 71K | – |
| OCCIDENTAL PETE CORP | COM | 286K | 5K | – |
| ON SEMICONDUCTOR CORP | COM | 796K | 12K | – |
| ORACLE CORP | COM | 803K | 6K | – |
| PACCAR INC | COM | 1M | 10K | – |
| PAGSEGURO DIGITAL LTD | COM CL A | 1M | 94K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2M | 82K | – |
| PALO ALTO NETWORKS INC | COM | 860K | 3K | – |
| PAYPAL HLDGS INC | COM | 2M | 43K | – |
| PEPSICO INC | COM | 1M | 8K | – |
| PFIZER INC | COM | 3M | 93K | – |
| PIMCO CALIF MUN INCOME FD II | COM | 252K | 35K | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 390K | 4K | – |
| PLANET LABS PBC | COM CL A | 157K | 85K | – |
| PLAYA HOTELS & RESORTS NV | SHS | 249K | 30K | – |
| PLUG POWER INC | COM NEW | 27K | 11K | – |
| PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 112K | 11K | – |
| PROSHARES TR | SHORT S&P 500 NE | 130K | 11K | – |
| PROSHARES TR | ULTRAPRO SHT QQQ | 368K | 45K | – |
| PYXIS TANKERS INC | *W EXP 10/13/202 | 29K | 24K | – |
| QUALCOMM INC | COM | 3M | 17K | – |
| QUINCE THERAPEUTICS INC | COM | 40K | 53K | – |
| REALTY INCOME CORP | COM | 431K | 8K | – |
| REGENERON PHARMACEUTICALS | COM | 1M | 1K | – |
| RELAY THERAPEUTICS INC | COM | 441K | 68K | – |
| REMITLY GLOBAL INC | COM | 581K | 48K | – |
| RH | COM | 475K | 2K | – |
| RINGCENTRAL INC | CL A | 553K | 20K | – |
| ROCKET LAB USA INC | COM | 305K | 64K | – |
| ROKU INC | COM CL A | 590K | 10K | – |
| RTX CORPORATION | COM | 899K | 9K | – |
| SALESFORCE INC | COM | 1M | 5K | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 244K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 708K | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 26K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 922K | 22K | – |
| SERVICENOW INC | COM | 1M | 2K | – |
| SHIFT4 PMTS INC | CL A | 1M | 15K | – |
| SHOPIFY INC | CL A | 1M | 21K | – |
| SIMPSON MFG INC | COM | 215K | 1K | – |
| SMITH & NEPHEW PLC | SPDN ADR NEW | 287K | 12K | – |
| SNOWFLAKE INC | CL A | 576K | 4K | – |
| SOUTHWESTERN ENERGY CO | COM | 388K | 58K | – |
| SPDR GOLD TR | GOLD SHS | 5M | 21K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 925K | 10K | – |
| SPDR SER TR | S&P BIOTECH | 1M | 11K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 258K | 5K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 394K | 1K | – |
| STANDARD BIOTOOLS INC | COM | 743K | 420K | – |
| STARBUCKS CORP | COM | 813K | 10K | – |
| STONECO LTD | COM CL A | 513K | 43K | – |
| SYSCO CORP | COM | 1M | 15K | – |
| TABOOLA.COM LTD | ORD SHS | 1M | 352K | – |
| TABOOLA.COM LTD | *W EXP 99/99/999 | 4K | 24K | – |
| TARGET CORP | COM | 797K | 5K | – |
| TESLA INC | COM | 13M | 68K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
| TJX COS INC NEW | COM | 741K | 7K | – |
| TOTALENERGIES SE | SPONSORED ADS | 2M | 24K | – |
| TYSON FOODS INC | CL A | 640K | 11K | – |
| U HAUL HOLDING COMPANY | COM | 313K | 5K | – |
| UBER TECHNOLOGIES INC | COM | 3M | 39K | – |
| UIPATH INC | CL A | 235K | 19K | – |
| UNILEVER PLC | SPON ADR NEW | 439K | 8K | – |
| UNION PAC CORP | COM | 1M | 6K | – |
| UNITED PARCEL SERVICE INC | CL B | 1M | 7K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| VALERO ENERGY CORP | COM | 519K | 3K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 268K | 4K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 395K | 786 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 877K | 10K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 691K | 4K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 2M | 9K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 839K | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 4M | 28K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 417K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 568K | 9K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 370K | 8K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 3M | 21K | – |
| VANGUARD WORLD FD | ENERGY ETF | 228K | 2K | – |
| VARONIS SYS INC | COM | 5M | 107K | – |
| VERIZON COMMUNICATIONS INC | COM | 220K | 5K | – |
| VIASAT INC | COM | 179K | 14K | – |
| VIRTUS CONVERTIBLE & INCOME | COM | 34K | 11K | – |
| VISA INC | COM CL A | 3M | 11K | – |
| WALMART INC | COM | 2M | 23K | – |
| WORKDAY INC | CL A | 1M | 6K | – |
| ZOETIS INC | CL A | 792K | 5K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 587K | 10K | – |