RESOURCE CAPITAL MANAGEMENT, LLC
Adviser information for RESOURCE CAPITAL MANAGEMENT, LLC last updated from Form ADV on May 5th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $180,000 |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $180,000 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1 | $180,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-93171 |
|---|---|
| SEC ERA File Number | 801-93171 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 162781 |
| Legal Entity Identifier | None |
Principal Office
2285 HEDGEWOOD DR.RENO
NV
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 775 351-6489, Fax: None
Websites
Chief Compliance Officer
HENRY LEE ROLLING
CEO, CIO, CCO, MANAGER
2285 HEDGEWOOD DR.
RENO
NV
United States
Tel:
775-351-6489
A******@*********************M
(Full email address available in API data)
Regulatory Contact
HENRY ROLLING
CEO, CIO, COO, MANAGER
2285 HEDGEWOOD DR
RENO
NV
United States
Tel:
7753516489
A******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROLLING, HENRY, LEE | Individual | – | CEO/CIO/CCO, MANAGER, MEMBER | 01/2010 | > 75% |
| THE RICHARD J REVIGLIO FAMILY TRUST | Domestic Entity | – | MEMBER | 01/2019 | 25-50% |
| REVIGLIO RICHARD JOHN | Domestic Entity | THE RICHARD J REVIGLIO FAMILY TRUST | SOLE TRUSTEE | 05/2012 | > 75% |