TRPC ADVISORY SERVICES
TRPC ADVISORY SERVICES, INC. Legal Name
Adviser information for TRPC ADVISORY SERVICES last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 562 | $691.4M |
| Non-Discretionary | 82 | $207.8M |
| Total | 644 | $899.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 644 | $899.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-93173 |
|---|---|
| SEC ERA File Number | 801-93173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 133795 |
| Legal Entity Identifier | None |
Principal Office
5200 MARYLAND WAYSUITE 310
BRENTWOOD
TN
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 888-673-5440, Fax: 615-515-4500
Chief Compliance Officer
MELANIE HANCOCK BROWN
CHIEF COMPLIANCE OFFICER
5200 MARYLAND WAY
SUITE 310
BRENTWOOD
TN
United States
Tel:
8133799549
M************@***************M
(Full email address available in API data)
Regulatory Contact
PATRICK HALE
PRESIDENT AND CHIEF EXECUTIVE OFFICER
5200 MARYLAND WAY
SUITE 310
BRENTWOOD
TN
United States
P****@**********M
(Full email address available in API data)
Industry Affiliates
| INGHAM RETIREMENT GROUP | Other investment adviser, including financial plannersInsurance company or agencyPension consultant |
| MIDAMERICA SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PASI INVESTMENTS, LLC | Other investment adviser, including financial planners |
| USRP EQUITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerCommodity pool operator or commodity trading advisorInsurance company or agencyPension consultantSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE RETIREMENT PLAN COMPANY LLC | Domestic Entity | – | SHAREHOLDER | 01/2016 | > 75% |
| U.S. RETIREMENT PARTNERS, INC. | Domestic Entity | THE RETIREMENT PLAN COMPANY LLC | MEMBER | 04/2016 | > 75% |
| KUSRP ACQUISITION, INC. | Domestic Entity | USRP HOLDINGS, INC. | SHAREHOLDER | 03/2018 | > 75% |
| RIORDAN, MATTHEW, GERARD | Individual | – | CHIEF FINANCIAL OFFICER | 11/2016 | < 5% |
| POLING, JEFFREY, F. | Individual | – | DIRECTOR OF WEALTH ADVISORY SERVICES | 01/2017 | < 5% |
| USRP HOLDINGS, INC. | Domestic Entity | U.S. RETIREMENT PARTNERS, INC. | SHAREHOLDER | 03/2018 | > 75% |
| KUSRP HOLDINGS, INC. | Domestic Entity | KUSRP INTERMEDIATE, INC. | SHAREHOLDER | 03/2018 | > 75% |
| hale, patrick, william | Individual | – | PRESIDENT | 01/2018 | < 5% |
| Hancock Brown, Melanie, Joy | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| SCHNEIDER, MEGAN, E | Individual | – | CHAIRMAN & TREASURER | 03/2023 | < 5% |
| Pierre, Jacques | Individual | – | SENIOR VICE PRESIDENT & SECRETARY | 03/2023 | < 5% |
| KUSRP INTERMEDIATE, INC. | Domestic Entity | KUSRP ACQUISITION, INC. | SHAREHOLDER | 03/2018 | > 75% |
| TVG-KUSRP HOLDINGS, LP | Domestic Entity | KUSRP HOLDINGS, INC. | SHAREHOLDER | 06/2023 | > 75% |
| TVG-KUSRP HOLDINGS GP, LLC | Domestic Entity | TVG-KUSRP HOLDINGS, LP | GENERAL PARTNER | 06/2023 | |
| TVG-KUSRP AGGREGATOR, LP | Domestic Entity | TVG-KUSRP HOLDINGS, LP | LIMITED PARTNER | 06/2023 | 50-75% |
| TVG-KUSRP HOLDINGS GP, LLC | Domestic Entity | TVG-KUSRP AGGREGATOR, LP | GENERAL PARTNER | 06/2023 | |
| VISTRIA FUND V, LP | Domestic Entity | TVG-KUSRP AGGREGATOR, LP | LIMITED PARTNER | 06/2023 | 50-75% |
| VISTRIA FUND V (FT), LP | Domestic Entity | TVG-KUSRP AGGREGATOR, LP | LIMITED PARTNER | 06/2023 | 25-50% |
| VISTRIA GP V, LP | Domestic Entity | VISTRIA FUND V, LP | GENERAL PARTNER | 06/2023 | |
| VISTRIA GP V, LP | Domestic Entity | VISTRIA FUND V (FT), LP | GENERAL PARTNER | 06/2023 |