FLYING POINT FINANCIAL, INC.
Adviser information for FLYING POINT FINANCIAL, INC. last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 591 | $168.5M |
| Non-Discretionary | 0 | $0 |
| Total | 591 | $168.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 173 | $116.8M |
| HNW Individuals | 14 | $50.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $870,000 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-95168 |
|---|---|
| SEC ERA File Number | 801-95168 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107915 |
| Legal Entity Identifier | None |
Principal Office
855 TURNPIKE STREETNORTH ANDOVER
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 978-975-3000, Fax: 978-975-3323
Websites
Chief Compliance Officer
AMY E. MASTROMONACO
DIRECTOR OF OPERATIONS
855 TURNPIKE STREET
NORTH ANDOVER
MA
United States
Tel:
978-975-3000
Fax:
978-975-3323
A**@***********************M
(Full email address available in API data)
Regulatory Contact
KEVIN KENNEDY
VICE PRESIDENT
855 TURNPIKE STREET
NORTH ANDOVER
MA
United States
Tel:
978-975-3000
Fax:
978-975-3323
K****@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORGILLO, ELAINE, BRUNELLI | Individual | – | SHAREHOLDER | 07/1998 | 50-75% |
| KENNEDY, KEVIN, JAMES | Individual | – | SHAREHOLDER/EXECUTIVE VICE PRESIDENT | 01/2012 | 25-50% |
| MASTROMONACO, AMY, ELIZABETH | Individual | – | SHAREHOLDER/DIRECTOR OF OPERATIONS/CCO | 07/1998 | 5-10% |