PORTICO WEALTH ADVISORS, LLC
Adviser information for PORTICO WEALTH ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 296 | $232.3M |
| Non-Discretionary | 0 | $0 |
| Total | 296 | $232.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $16.6M |
| HNW Individuals | 49 | $122.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $82.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 25 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-95174 |
|---|---|
| SEC ERA File Number | 801-95174 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 151794 |
| Legal Entity Identifier | None |
Principal Office
17 E. SIR FRANCIS DRAKE BLVD.SUITE 218
LARKSPUR
CA
United States
Monday - Friday, 8:00-5:00
Tel: 415-925-8700, Fax: None
Chief Compliance Officer
DAVID TARANTINO
MANAGING MEMBER
17 E. SIR FRANCIS DRAKE BLVD.
SUITE 218
LARKSPUR
CA
United States
Tel:
415-925-8700
I***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEIDY, JONATHAN, DAVID | Individual | – | MANAGING MEMBER | 10/2009 | 25-50% |
| TARANTINO, DAVID, JOSEPH | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 02/2010 | 50-75% |