COSNER FINANCIAL GROUP, LLC
Adviser information for COSNER FINANCIAL GROUP, LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 994 | $271.6M |
| Non-Discretionary | 2 | $1.3M |
| Total | 996 | $272.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 513 | $121.4M |
| HNW Individuals | 154 | $111.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $40.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 22.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LEGACY FDM WRAP PROGRAM | COSNER FINANCIAL GROUP, LLC |
Principal Office
628 MAIN STWINDSOR
CO
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (970) 482-3922, Fax: (866) 260-1029
Chief Compliance Officer
JEREMY NEWTON
628 MAIN ST
WINDSOR
CO
United States
Tel:
(970) 482-3922
Fax:
(970) 482-3482
J******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COSNER, RYAN, PATRICK | Individual | – | MANAGING MEMBER | 07/2008 | > 75% |
| NEWTON, JEREMY, CALEB | Individual | – | CCO-CHIEF COMPLIANCE OFFICER | 12/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CHEVRON CORP NEW | COM | 4M | 25K | – |
| DANAHER CORPORATION | COM | 713K | 3K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 940K | 21K | – |
| ISHARES TR | CORE S&P TTL STK | 18M | 154K | – |
| ISHARES TR | CORE S&P500 ETF | 11M | 21K | – |
| ISHARES TR | CORE US AGGBD ET | 7M | 74K | – |
| ISHARES TR | IBOXX INV CP ETF | 562K | 5K | – |
| ISHARES TR | S&P 500 GRWT ETF | 6M | 61K | – |
| ISHARES TR | S&P 500 VAL ETF | 12M | 65K | – |
| ISHARES TR | 7-10 YR TRSY BD | 485K | 13K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 26K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 8K | – |
| ISHARES TR | CORE S&P US VLU | 12M | 142K | – |
| ISHARES TR | CORE S&P US GWT | 9M | 68K | – |
| ISHARES TR | S&P MC 400VL ETF | 244K | 2K | – |
| ISHARES TR | SP SMCP600VL ETF | 218K | 2K | – |
| ISHARES TR | SHRT NAT MUN ETF | 946K | 9K | – |
| ISHARES TR | MRGSTR MD CP GRW | 17M | 245K | – |
| ISHARES TR | NATIONAL MUN ETF | 4M | 40K | – |
| ISHARES TR | IBOXX HI YD ETF | 702K | 9K | – |
| ISHARES TR | USD INV GRDE ETF | 11M | 211K | – |
| ISHARES TR | RUS TP200 GR ETF | 12M | 56K | – |
| ISHARES TR | US TREAS BD ETF | 1M | 56K | – |
| ISHARES TR | 0-5YR INVT GR CP | 2M | 35K | – |
| ISHARES TR | CORE MSCI INTL | 3M | 46K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 924K | 9K | – |
| J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 596K | 6K | – |
| PACER FDS TR | GLOBL CASH ETF | 747K | 22K | – |
| PACER FDS TR | PACER US SMALL | 548K | 13K | – |
| UNITEDHEALTH GROUP INC | COM | 236K | 464 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 907K | 2K | – |
| WISDOMTREE TR | INDIA ERNGS FD | 394K | 8K | – |