SUMMIT PLACE FINANCIAL ADVISORS, LLC
SUMMIT PLACE FINANCIAL ADVISORS,LLC Legal Name
Adviser information for SUMMIT PLACE FINANCIAL ADVISORS, LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 305 | $238.5M |
| Non-Discretionary | 0 | $0 |
| Total | 305 | $238.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $4.0M |
| HNW Individuals | 34 | $229.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
18 BANK STREETSUITE 202
SUMMIT
NJ
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 908-517-5880, Fax: None
Chief Compliance Officer
ELIZABETH MILLER
MANAGING MEMBER
18 BANK STREET, SUITE 202
SUMMIT
NJ
United States
Tel:
908-517-5880
L*********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLER, ELIZABETH, KATZ | Individual | – | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | 09/2008 | > 75% |
| McLane, Assunta, Rosaria | Individual | – | MANAGING DIRECTOR | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 3M | 27K | – |
| ADDUS HOMECARE CORP | COM | 1M | 10K | – |
| ALCON AG | ORD SHS | 3M | 34K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 589K | 8K | – |
| AMAZON COM INC | COM | 3M | 16K | – |
| AMGEN INC | COM | 256K | 819 | – |
| ANDERSONS INC | COM | 1M | 21K | – |
| APPLE INC | COM | 7M | 35K | – |
| BLACKROCK INC | COM | 3M | 4K | – |
| BLACKSTONE INC | COM | 3M | 26K | – |
| BOSTON BEER INC | CL A | 914K | 3K | – |
| BROADCOM INC | COM | 2M | 968 | – |
| CANADIAN SOLAR INC | COM | 546K | 37K | – |
| CARLISLE COS INC | COM | 4M | 9K | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 419K | 22K | – |
| COCA COLA CO | COM | 1M | 22K | – |
| CONOCOPHILLIPS | COM | 1M | 11K | – |
| CORTEVA INC | COM | 3M | 53K | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| DBX ETF TR | XTRACK HRVST CSI | 1M | 52K | – |
| DIGITAL RLTY TR INC | COM | 380K | 3K | – |
| DISNEY WALT CO | COM | 3M | 31K | – |
| ELEVANCE HEALTH INC | COM | 284K | 525 | – |
| EQUITY RESIDENTIAL | SH BEN INT | 416K | 6K | – |
| EVERCORE INC | CLASS A | 1M | 6K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 206K | 1K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 2M | 36K | – |
| GE AEROSPACE | COM NEW | 3M | 20K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 3M | 35K | – |
| GE VERNOVA INC | COM | 2M | 14K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 2M | 25K | – |
| HERSHEY CO | COM | 3M | 15K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 4M | 26K | – |
| INTERPUBLIC GROUP COS INC | COM | 2M | 58K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 720K | 20K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 759K | 20K | – |
| ISHARES GOLD TR | ISHARES NEW | 4M | 88K | – |
| ISHARES INC | MSCI SINGPOR ETF | 2M | 93K | – |
| ISHARES INC | MSCI STH KOR ETF | 2M | 29K | – |
| ISHARES INC | MSCI MEXICO ETF | 933K | 16K | – |
| ISHARES INC | MSCI ISRAEL ETF | 219K | 4K | – |
| ISHARES TR | RUSSELL 2000 ETF | 3M | 15K | – |
| ISHARES TR | CORE S&P SCP ETF | 4M | 35K | – |
| ISHARES TR | FLTG RATE NT ETF | 551K | 11K | – |
| ISHARES TR | RUSSELL 3000 ETF | 239K | 775 | – |
| ISHARES TR | GL CLEAN ENE ETF | 679K | 51K | – |
| ISHARES TR | RUS 1000 ETF | 471K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 2M | 36K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 427K | 8K | – |
| JOHNSON & JOHNSON | COM | 3M | 19K | – |
| LOWES COS INC | COM | 295K | 1K | – |
| MARTIN MARIETTA MATLS INC | COM | 3M | 6K | – |
| MATTHEWS ASIA FDS | CHINA ACTIVE ETF | 978K | 51K | – |
| MICROSOFT CORP | COM | 8M | 18K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 4M | 10K | – |
| NETFLIX INC | COM | 4M | 6K | – |
| NIKE INC | CL B | 2M | 27K | – |
| NVIDIA CORPORATION | COM | 8M | 64K | – |
| OMEGA HEALTHCARE INVS INC | COM | 1M | 39K | – |
| PAYPAL HLDGS INC | COM | 393K | 7K | – |
| PEPSICO INC | COM | 967K | 6K | – |
| PFIZER INC | COM | 244K | 9K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 13K | – |
| RTX CORPORATION | COM | 4M | 36K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 4M | 59K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 779K | 12K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 1M | 26K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 310K | 1K | – |
| SL GREEN RLTY CORP | COM | 399K | 7K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 417K | 780 | – |
| SPDR SER TR | BLOOMBERG INVT | 358K | 12K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 297K | 948 | – |
| STARBUCKS CORP | COM | 452K | 6K | – |
| SWEETGREEN INC | COM CL A | 2M | 53K | – |
| SYSCO CORP | COM | 518K | 7K | – |
| TARGET CORP | COM | 2M | 13K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 4K | – |
| UNIVERSAL HLTH SVCS INC | CL B | 274K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 2K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 439K | 2K | – |
| VENTAS INC | COM | 302K | 6K | – |
| VISA INC | COM CL A | 3M | 11K | – |
| WALMART INC | COM | 4M | 53K | – |
| WELLTOWER INC | COM | 3M | 30K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 753K | 2K | – |
| WISDOMTREE TR | BLMBG US BULL | 6M | 208K | – |
| ZOETIS INC | CL A | 3M | 18K | – |