ALIGN IMPACT, LLC
Adviser information for ALIGN IMPACT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 22 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 13 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 47 | $728.4M |
| Non-Discretionary | 0 | $0 |
| Total | 47 | $728.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 28 | $521.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $35.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 16 | $171.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 29 |
| No. of Non-U.S. Clients | 6 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-96173 |
|---|---|
| SEC ERA File Number | 801-96173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 176516 |
| Legal Entity Identifier | None |
Principal Office
429 SANTA MONICA BLVD #500SANTA MONICA
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 805-243-8055, Fax: None
Chief Compliance Officer
ERIC HAYES STEPHENSON
CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
60 E 42ND STREET
SUITE 3130
NEW YORK
NY
United States
Tel:
805-243-8055
E***@**************M
(Full email address available in API data)
Regulatory Contact
JENNIFER DEE KENNING
MANAGING MEMBER
429 SANTA MONICA BLVD #500
SANTA MONICA
CA
United States
Tel:
805-243-8055
J*******@**************M
(Full email address available in API data)
Industry Affiliates
| ABACUS WEALTH PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALIGN IMPACT FUND II LP | FUND OF FUNDS | $15.3M | $0.5M | 30 |
| ALIGN IMPACT FUND III LP | FUND OF FUNDS | $26.1M | $0.5M | 15 |
| ALIGN IMPACT FUND, L.P. | Private Equity Fund | $11.3M | $0.1M | 67 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KENNING, JENNIFER, DEE | Individual | – | MANAGING MEMBER | 02/2015 | 25-50% |
| THE MILLER FAMILY 2007 TRUST | Domestic Entity | – | MEMBER | 07/2019 | 5-10% |
| THE RAFAEL LIVING TRUST | Domestic Entity | – | MEMBER | 05/2017 | 5-10% |
| CORDES FOUNDATION | Domestic Entity | – | MEMBER | 05/2017 | 5-10% |
| MILLER, JEFFREY | Individual | THE MILLER FAMILY 2007 TRUST | OWNER | 07/2019 | 50-75% |
| MILLER, KAREN | Individual | THE MILLER FAMILY 2007 TRUST | OWNER | 07/2019 | 50-75% |
| RAFAEL, ELIZABETH | Individual | THE RAFAEL LIVING TRUST | OWNER | 05/2019 | > 75% |
| RAFAEL, ELIZABETH | Individual | – | MANAGER | 05/2017 | < 5% |
| JACOBSEN, ERIC, THOMAS | Individual | – | MANAGER | 05/2017 | < 5% |
| MILLER, JEFFREY | Individual | – | MANAGER | 05/2017 | < 5% |
| CORDES, RONALD, DENNIS | Individual | – | DIRECTOR | 05/2017 | < 5% |
| STEPHENSON, ERIC, HAYES | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 08/2019 | < 5% |
| GRATITUDE RAILROAD, LLC | Domestic Entity | – | MEMBER | 08/2019 | 10-25% |
| IMPACTASSETS | Domestic Entity | CORDES FOUNDATION | SUPPORTING ORGANIZATION | 05/2017 | > 75% |
| ABACUS WEALTH PARTNERS, LLC | Domestic Entity | – | MEMBER | 02/2015 | 5-10% |
| ABACUS WEALTH MANAGEMENT, INC. | Domestic Entity | ABACUS WEALTH PARTNERS, LLC | MEMBER | 02/2015 | 25-50% |
| Panchal, Chintan | Individual | – | MANAGER | 06/2021 | < 5% |
| RPCK VENTURES LLC | Domestic Entity | – | MEMBER | 06/2021 | < 5% |
| Panchal, Chintan | Individual | RPCK VENTURES LLC | OWNER | 06/2021 | > 75% |