DORSEY ASSET MANAGEMENT
DORSEY ASSET MANAGEMENT LLC Legal Name
Adviser information for DORSEY ASSET MANAGEMENT last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $10.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $672.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $431.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 18 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
150 NORTH WACKER DRSUITE 960
CHICAGO
IL
United States
Monday - Friday, 8:00 AM - 5 PM
Tel: 312-982-2543, Fax: None
Chief Compliance Officer
MICHAEL HARRIETT
CHIEF OPERATIONS OFFICER / CHIEF FINANCIAL OFFICER
150 NORTH WACKER DR
SUITE 960
CHICAGO
IL
United States
Tel:
312-982-2543
M***@**************M
(Full email address available in API data)
Regulatory Contact
PATRICK DORSEY
MANAGING MEMBER, PRESIDENT, PORTFOLIO MANAGER
150 NORTH WACKER DR
SUITE 960
CHICAGO
IL
United States
Tel:
312-233-2544
O**@**************M
(Full email address available in API data)
Industry Affiliates
| GLOBAL MOAT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DAM SIF I, LP | Hedge Fund | $481.1M | $1.0M | 3 |
| GLOBAL MOAT FUND, LP | Hedge Fund | $191.3M | $1.0M | 51 |
| GLOBAL MOAT OFFSHORE FUND, LP | Hedge Fund | $15.4M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DORSEY, PATRICK, WARFIELD | Individual | – | PORTFOLIO MANAGER, MANAGING MEMBER | 07/2013 | < 5% |
| HARRIETT, MICHAEL, PATRICK | Individual | – | COO/CFO/CCO | 03/2016 | < 5% |
| WHEAT THIN, LLC | Domestic Entity | – | DIRECT OWNER | 06/2021 | > 75% |
| LAKEFRONT PATH, LLC | Domestic Entity | – | DIRECT OWNER | 06/2021 | 5-10% |
| OYSTER BAY, LLC | Domestic Entity | – | DIRECT OWNER | 06/2021 | 5-10% |
| DORSEY, PATRICK, WARFIELD | Individual | WHEAT THIN, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| HARRIETT FAMILY DECLARATION OF TRUST DATED DECEMBER 13, 2019 | Domestic Entity | LAKEFRONT PATH, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| JACKSON, ROBERT, WRIGHT | Individual | OYSTER BAY, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| HARRIETT, MICHAEL, PATRICK | Individual | HARRIETT FAMILY DECLARATION OF TRUST DATED DECEMBER 13, 2019 | TRUSTEE | 12/2019 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL C | 85M | 465K | – |
| AUTOZONE INC | COM | 90M | 30K | – |
| DANAHER CORPORATION | COM | 77M | 306K | – |
| HERC HLDGS INC | COM | 59M | 439K | – |
| META PLATFORMS INC | CL A | 121M | 240K | – |
| PAYPAL HLDGS INC | COM | 69M | 1M | – |
| SEMRUSH HLDGS INC | CL A COM | 48M | 4M | – |
| SMARTSHEET INC | COM CL A | 109M | 2M | – |
| SPROUT SOCIAL INC | COM CL A | 62M | 2M | – |
| UPWORK INC | COM | 29M | 3M | – |
| WIX COM LTD | SHS | 91M | 571K | – |