WEALTH WATCH ADVISORS, LLC
Adviser information for WEALTH WATCH ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 52 |
|---|---|
| Investment Advisory/Research | 47 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 47 |
| Licensed Agents of an Insurance Company | 47 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,160 | $315.9M |
| Non-Discretionary | 901 | $32.6M |
| Total | 3,061 | $348.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2,160 | $315.9M |
| HNW Individuals | 209 | $32.6M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3061 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agentAccountant or accounting firm |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-96180 |
|---|---|
| SEC ERA File Number | 801-96180 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 172002 |
| Legal Entity Identifier | None |
Principal Office
S VALLEY HWY8310
ENGLEWOOD
CO
United States
Monday - Friday, 9:00 - 5:00
Tel: 855-822-3708, Fax: 904-320-0031
Websites
Chief Compliance Officer
WILLIAM GASTL
CHIEF COMPLIANCE OFFICER
8310 S. VALLEY HIGHWAY
SUITE 107
ENGLEWOOD
CO
United States
Tel:
720-463-0471
Fax:
720-889-9282
B*****@**********************M
(Full email address available in API data)
Regulatory Contact
DAVID SHIELDS
CEO
401 E. SONTERRA BLVD
SUITE 262
SAN ANTONIO
TX
United States
Tel:
800-241-2844
D*****@**********************M
(Full email address available in API data)
Industry Affiliates
| BROKER'S CHOICE OF AMERICA, INC. | Insurance company or agency |
| WEALTH WATCH PARTNERS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHIELDS, DAVID, A | Individual | – | SHAREHOLDER/MEMBER | 04/2015 | 25-50% |
| CLARK, TYRONE | Individual | – | SHAREHOLDER/MEMBER | 04/2015 | 25-50% |
| GASTL, WILLIAM, EARL | Individual | – | MANAGING MEMBER/SHAREHOLDER/CCO | 08/2017 | 5-10% |
| LYNCH, JOHN, PATRICK | Individual | – | SHAREHOLDER/MEMBER | 08/2017 | 5-10% |