MAPLE-BROWN ABBOTT
MAPLE-BROWN ABBOTT LIMITED Legal Name
Adviser information for MAPLE-BROWN ABBOTT last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 61 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $6.1B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $6.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 2 | $107.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $4.1B |
| Pension and profit sharing plans | 2 | $1.1B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $242.8M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 1 | $352.9M |
| Corporations or other businesses | 8 | $170.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsACT AS RESPONSIBLE ENTITY/TRUSTEE FOR SOME OF THE POOLED INVESTMENT VEHICLES FOR WHICH WE PROVIDE PORTFOLIO MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
LEVEL 26, TOWER ONE, INTERNATIONAL TOWERS SYDNEY100 BARANGAROO AVENUE
BARANGAROO
Australia
Monday - Friday, 8:30AM -5:30PM AEST
Tel: 61-2-8226-6200, Fax: 61-2-8226-6201
Chief Compliance Officer
LOUISE HAMILTON
HEAD OF COMPLIANCE
LEVEL 26, TOWER ONE, INTERNATIONAL TOWERS SYDNEY
100 BARANGAROO AVENUE
BARANGAROO
Australia
Tel:
61 2 8226 6200
L********@********************M
(Full email address available in API data)
Regulatory Contact
FARHAANA DESAI
CHIEF RISK OFFICER
LEVEL 26, TOWER ONE, INTERNATIONAL TOWERS SYDNEY
100 BARANGAROO AVENUE
BARANGAROO
Australia
Tel:
61 2 8226 6200
Fax:
61 2 8226 6201
F*****@********************M
(Full email address available in API data)
Industry Affiliates
| MAPLE-BROWN ABBOTT GLOBAL LISTED INFRASTRUCTURE | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MAPLE-BROWN FAMILY INVESTMENTS PTY LIMITED | Foreign Entity | – | SHAREHOLDER | 06/1984 | 25-50% |
| ASIA UNION INVESTMENTS PTY LIMITED | Foreign Entity | – | SHAREHOLDER | 01/1983 | < 5% |
| MAPLE-BROWN, SUSAN, CRAIG | Individual | – | SHAREHOLDER | 06/2008 | 10-25% |
| ROSSLER, GARTH, MICHAEL | Individual | – | CHIEF INVESTMENT OFFICER | 07/2009 | < 5% |
| ROBINSON, TREVOR, THOMAS | Individual | – | DIRECTOR | 03/2013 | < 5% |
| MAPLE-BROWN, SUSAN, CRAIG | Individual | MAPLE-BROWN FAMILY INVESTMENTS PTY LIMITED | SHAREHOLDER | 05/2003 | > 75% |
| ABBOTT, CHRISTOPHER, MURRAY | Individual | ASIA UNION INVESTMENTS PTY LIMITED | SHAREHOLDER | 04/1970 | > 75% |
| ABBOTT, BARBARA, ANN | Individual | ASIA UNION INVESTMENTS PTY LIMITED | SHAREHOLDER B AND D CLASS | 04/1970 | 50-75% |
| ABBOTT, CHRISTOPHER, MURRAY | Individual | ASIA UNION INVESTMENTS PTY LIMITED | TRUSTEE E AND F CLASS | 04/1970 | |
| ABBOTT, BARBARA, ANN | Individual | ASIA UNION INVESTMENTS PTY LIMITED | SHAREHOLDER | 04/1970 | > 75% |
| ABBOTT, DAVID, HUGH CAMPBELL | Individual | ASIA UNION INVESTMENTS PTY LIMITED | BENEFICIAL OWNER E CLASS | 04/2009 | 50-75% |
| ABBOTT, ROSALIND, PHYLLIDA | Individual | ASIA UNION INVESTMENTS PTY LIMITED | BENEFICIAL OWNER F CLASS | 12/2000 | 50-75% |
| KIGHTLEY, JOHN, KEITH | Individual | – | SHAREHOLDER | 02/1994 | 10-25% |
| LEE, ROBERT, ARTHUR RICHARD | Individual | – | DIRECTOR AND CHAIRMAN | 10/2015 | < 5% |
| Elliott, Jennifer, Ann | Individual | – | DIRECTOR | 01/2017 | < 5% |
| MCQUIRE, MELANIE | Individual | – | DIRECTOR AND ACTING CHIEF EXECUTIVE OFFICER | 02/2024 | < 5% |
| COX, WENDY | Individual | – | CHIEF FINANCIAL OFFICER | 10/2020 | < 5% |
| MAPLE-BROWN, ANDREW | Individual | – | DIRECTOR | 06/2022 | < 5% |
| INTAGLIATA, ANDREA | Individual | – | CHIEF LEGAL OFFICER | 02/2023 | < 5% |
| HAMILTON, LOUISE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| DESAI, FARHAANA | Individual | – | CHIEF RISK OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| HDFC BANK LIMITED | SPONSORED ADR | 3M | 48K | – |