MULLOOLY ASSET MANAGEMENT, INC.
Adviser information for MULLOOLY ASSET MANAGEMENT, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,474 | $350.8M |
| Non-Discretionary | 6 | $633,011 |
| Total | 1,480 | $351.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 545 | $219.5M |
| HNW Individuals | 68 | $126.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $5.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-96189 |
|---|---|
| SEC ERA File Number | 801-96189 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 121184 |
| Legal Entity Identifier | None |
Principal Office
1971 STATE ROUTE 34SUITE 102
WALL TOWNSHIP
NJ
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 732-223-9000, Fax: 732-223-9600
Chief Compliance Officer
THOMAS P. MULLOOLY
PRESIDENT
1971 STATE ROUTE 34
SUITE 102
WALL TOWNSHIP
NJ
United States
Tel:
(732) 223-9000
Fax:
(732) 223-9600
T**@***********T
(Full email address available in API data)
Regulatory Contact
THOMAS CASEY MULLOOLY
1971 STATE ROUTE 34
SUITE 102
WALL TOWNSHIP
NJ
United States
Tel:
(732) 223-9000
Fax:
(732) 223-9600
C****@***********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULLOOLY, THOMAS, PETER | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2002 | > 75% |