COLONY CAPITAL INVESTMENT ADVISORS, LLC
Adviser information for COLONY CAPITAL INVESTMENT ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 132 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $802.1M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $802.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $649.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 1 | $152.2M |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 66 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesASSET MANAGEMENT FEES, CUSTOM FEE ARRANGEMENTS |
Identifiers
| SEC RIA File Number | 801-96214 |
|---|---|
| SEC ERA File Number | 801-96214 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 175506 |
| Legal Entity Identifier | 5493002T453J9F68NC03 |
Principal Office
750 PARK OF COMMERCE DRIVESUITE 210
BOCA RATON
FL
United States
Monday - Friday, 7:00AM TO 7:00PM
Tel: 561-570-4644, Fax: None
Chief Compliance Officer
KRISTEN WHEALON
CHIEF COMPLIANCE OFFICER
2000 S. COLORADO BLVD
ANNEX BUILDING STE #430
DENVER
CO
United States
Tel:
720-897-4863
K**************@****************M
(Full email address available in API data)
Regulatory Contact
AMI PARIKH
PRINCIPAL
590 MADISON AVE, 34TH FL
NEW YORK
NY
United States
A*********@****************M
(Full email address available in API data)
Industry Affiliates
| AVIATOR EU HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CA ENERGY INVESTMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| COLONY LATIN AMERICA MANAGERS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| COLYZEO INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| CREDITBRIDGE ADVISOR, LLC | Other investment adviser, including financial planners |
| DB ARROW GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DB AVIATOR APAC GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DB AVIATOR EUROPE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DB AVIATOR MEA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DB INFRATECH ADVISER LLC | Other investment adviser, including financial planners |
| DB INTERMEDIATE HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DB MONUMENT HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DB RAPIDE CO-INVEST GP, S.�. R.L. | Sponsor, GP, manager of pooled investment vehicles |
| DB SUNSHINE HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DB TERRA HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DBP FUND ADVISER, LLC | Other investment adviser, including financial planners |
| DC COPA INVESTMENT HOLDINGS I AZ GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DC COPA INVESTMENT HOLDINGS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DC COPA INVESTMENT HOLDINGS III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DC FRONT RANGE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DC IF STRATEGIC PARTNERS GP LLC | Sponsor or syndicator of limited partnerships |
| DC LIQUID STRATEGIES ADVISER, LLC | Other investment adviser, including financial planners |
| DC SAMBA INVESTMENT HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DC SAMBA INVESTMENT HOLDINGS II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DC TIGER HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DC TRIDENT HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DCL ADVISER, LLC | Other investment adviser, including financial planners |
| DCP C STRATEGIC PARTNERS GP, LLC | Sponsor or syndicator of limited partnerships |
| DCP ERCO GP, LLC | Sponsor or syndicator of limited partnerships |
| DCP IN STRATEGIC PARTNERS GP, LLC, | Sponsor or syndicator of limited partnerships |
| DCP TTCO GP, LLC, | Sponsor or syndicator of limited partnerships |
| DIGITAL BRIDGE ADVISORS, LLC | Other investment adviser, including financial planners |
| DIGITAL CREDIT ADVISOR, LLC | Other investment adviser, including financial planners |
| DIGITALBRIDGE APAC PTE. LTD. | Other investment adviser, including financial planners |
| DIGITALBRIDGE CONCENTRATED ALPHA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE CREDIT GP, S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE II (WALTZ) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE II GP, SARL | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE III GP, S.A R.L | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| DIGITALBRIDGE INVESTMENT MANAGEMENT, LLC - MIDDLE EAST BRANCH | Other investment adviser, including financial planners |
| DIGITALBRIDGE LIQUID ACCOUNTS ADVISER, LLC | Other investment adviser, including financial planners |
| DIGITALBRIDGE LIQUID FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE MANAGEMENT ASIA LIMITED | Other investment adviser, including financial planners |
| DIGITALBRIDGE SAF (WALTZ) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE SAF GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE STRATEGIC ADVISER, LLC | Other investment adviser, including financial planners |
| DIGITALBRIDGE UK ADVISORS 1 LLP | Other investment adviser, including financial planners |
| DIGITALBRIDGE VALHALLA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DIGITALBRIDGE ZEUS FUNDS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| INFRABRIDGE INVESTORS (GIF GP) S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INFRABRIDGE INVESTORS (GIF II GP) S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INFRABRIDGE INVESTORS (LUXEMBOURG NO.3) S.A.R.L | Sponsor, GP, manager of pooled investment vehicles |
| INFRABRIDGE INVESTORS (UK) LIMITED | Other investment adviser, including financial planners |
| INFRABRIDGE INVESTORS (US) LIMITED | Other investment adviser, including financial planners |
| SKYLINE AVIATOR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CNI CENTURY PLAZA PARTNERS, L.P. | Real Estate Fund | $4.8M | $0.0M | 4 |
| CNI ONE CAL PLAZA PARTNERS, L.P. | Real Estate Fund | $227.8M | $0.0M | 3 |
| COLCO STRATEGIC PARTNERS III, L.P. | Real Estate Fund | $162.3M | $0.0M | 5 |
| COLONY INVESTORS VII, L.P. | Real Estate Fund | $0.5M | $10.0M | 49 |
| COLONY LATIN AMERICA FUND I-A L.P. | Private Equity Fund | $2.1M | $0.0M | 8 |
| COLONY LATIN AMERICA FUND I-B L.P. | Private Equity Fund | $0.8M | $0.0M | 3 |
| COLONY LATIN AMERICA FUND II (B), L.P. | Private Equity Fund | $134.0M | $0.0M | 8 |
| COLONY LATIN AMERICA FUND II, LP | Private Equity Fund | $117.4M | $0.0M | 8 |
| COLONY/MENA HOLDINGS, L.P. | Real Estate Fund | $0.2M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DIGITALBRIDGE GROUP, INC. | Domestic Entity | DIGITALBRIDGE OPERATING COMPANY, LLC | MEMBER | 06/2021 | > 75% |
| DIGITALBRIDGE INVESTMENT HOLDCO, LLC | Domestic Entity | – | SOLE MEMBER, COLONY CAPITAL INVESTMENT ADVISORS, LLC | 04/2015 | > 75% |
| DIGITALBRIDGE OPERATING COMPANY, LLC | Domestic Entity | DIGITALBRIDGE OP SUBSIDIARY, LLC | MEMBER | 06/2021 | > 75% |
| DIGITALBRIDGE OP SUBSIDIARY, LLC | Domestic Entity | DIGITALBRIDGE INVESTMENT HOLDCO, LLC | MEMBER | 04/2015 | > 75% |
| GANZI, MARC, CHRISTOPHER | Individual | – | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 07/2020 | < 5% |
| WU, JACKY | Individual | – | VICE PRESIDENT, TREASURER | 07/2020 | < 5% |
| WHEALON, KRISTEN, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2022 | < 5% |