DEDORA CAPITAL, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	11
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,259	$423.0M
Non-Discretionary	1	$1.7M
Total	1,260	$424.7M

Clients

Type	Number	RAUM
Individuals	350	$96.3M
HNW Individuals	102	$325.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$2.4M
Charitable organizations	<5	$90,929
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$106,255
Other	0	$0

Type	Number
No. of Non-RAUM Clients	3
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesULTRA HIGH NET WORTH & CORPORATE CONSULTING; CONSULTING
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	42,000

Portfolio Manager to Program	Sponsor
DEDORA CAPITAL WRAP FEE PROGRAM (LEGACY CLIENTS ONLY - NO NEW CLIENTS BEING OFFERED)	DEDORA CAPITAL, INC.

Identifiers

SEC RIA File Number	801-96227
SEC ERA File Number	801-96227
SEC CIK Numbers	1717658
SEC CRD Numbers	177523
Legal Entity Identifier	None

Principal Office

1600 MAIN STREET
NAPA
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic