J.F. WILLIAMS CO., INC.
Adviser information for J.F. WILLIAMS CO., INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 474 | $229.3M |
| Total | 474 | $229.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 92 | $53.3M |
| HNW Individuals | 43 | $170.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-96243 |
|---|---|
| SEC ERA File Number | 801-96243 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113569 |
| Legal Entity Identifier | None |
Principal Office
1120 LINCOLN STREETSUITE 1603
DENVER
CO
United States
Monday - Friday, 8AM - 5PM
Tel: 303-753-4506, Fax: 303-736-4009
Chief Compliance Officer
MATTHEW A. ELLIOTT
CEO
1120 LINCOLN STREET
SUITE 1603
DENVER
CO
United States
Tel:
303-753-4506
Fax:
303-736-4009
M***@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WILLIAMS, JAMES, FRANK | Individual | – | TREASURER AND SECRETARY | 06/2017 | 25-50% |
| ELLIOTT, MATTHEW, ANDERSON | Individual | – | CHIEF COMPLIANCE OFFICER / CEO | 06/2017 | 50-75% |