Hedge Fund Database

CASTLEPOINT WEALTH ADVISORS

ARK & TLK INVESTMENTS, LLC Legal Name

Adviser information for CASTLEPOINT WEALTH ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 963 $519.9M
Non-Discretionary 16 $27.4M
Total 979 $547.3M

Clients

Type Number RAUM
Individuals 140 $61.9M
HNW Individuals 109 $443.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 14 $3.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $39.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-96254
SEC ERA File Number 801-96254
SEC CIK Numbers 2013188
SEC CRD Numbers 205512
Legal Entity Identifier None

Principal Office

7308 N. CLASSEN BLVD.
OKLAHOMA CITY
OK
United States
MON - THURS 8AM - 5PM FRIDAY 8AM - 12PM, SEE ABOVE
Tel: 405-705-2906, Fax: 405-563-9748

Websites

www.facebook.com/cpwealth www.youtube.com/channel/ucl5kitl1dnm0lzblmowltza www.castlepointwealth.com www.linkedin.com/company/castleviewpoint/

Chief Compliance Officer

DREW GARNER
CHIEF OPERATIONS OFFICER ("COO")
7308 N. CLASSEN BLVD.
OKLAHOMA CITY
OK
United States
Tel: 405-705-2906
Fax: 405-563-9748
(Full email address available in API data)

Regulatory Contact

MELISSA RAY
DIRECTOR OF CLIENT SERVICES
7308 N. CLASSEN BLVD.
OKLAHOMA CITY
OK
United States
Tel: 405-705-2906
Fax: 405-563-9748
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KING, KENDALL, WAYNE Individual – MANAGING MEMBER 01/2015 50-75%
RAY, MELISSA, KAYE Individual – PARTNER, DIRECTOR OF CLIENT SERVICES 07/2019 < 5%
Weatherford, Jacob, Nolan Individual – PARTNER, WEALTH ADVISOR 07/2019 10-25%
Garner, Drew, Spencer Individual – PARTNER, COO, WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER 07/2019 10-25%
Lee, Adam, William Individual – CHIEF INVESTMENT OFFICER 07/2022 5-10%

No. Employees, Historic

2010020192020202120222023202420257 on 4/30/20197 on 8/8/20197 on 11/1/20197 on 2/20/20207 on 2/21/20207 on 5/14/20207 on 6/2/20207 on 6/24/20208 on 3/4/20218 on 6/4/20218 on 6/22/20219 on 3/21/20229 on 3/30/20229 on 9/15/20229 on 9/15/202210 on 3/14/202311 on 5/3/202310 on 5/31/202310 on 7/21/202310 on 11/15/202310 on 3/27/2024

RAUM, Historic

600M300M02019202020212022202320242025209434712 on 4/30/2019209434712 on 8/8/2019209434712 on 11/1/2019272000000 on 2/20/2020272000000 on 2/21/2020272000000 on 5/14/2020272000000 on 6/2/2020272000000 on 6/24/2020310795949 on 3/4/2021310795949 on 6/4/2021310795949 on 6/22/2021382790814 on 3/21/2022382790814 on 3/30/2022382790814 on 9/15/2022382790814 on 9/15/2022326698065 on 3/14/2023326698065 on 5/3/2023326698065 on 5/31/2023326698065 on 7/21/2023326698065 on 11/15/2023547302860 on 3/27/2024

No. Clients, Historic

30015002019202020212022202320242025172 on 4/30/2019172 on 8/8/2019172 on 11/1/2019192 on 2/20/2020193 on 2/21/2020193 on 5/14/2020193 on 6/2/2020193 on 6/24/2020192 on 3/4/2021192 on 6/4/2021192 on 6/22/2021223 on 3/21/2022223 on 3/30/2022223 on 9/15/2022223 on 9/15/2022227 on 3/14/2023227 on 5/3/2023227 on 5/31/2023227 on 7/21/2023227 on 11/15/2023268 on 3/27/2024

Holdings

From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON.COM INC COM 302K 2K –
Apple Computer Inc COM 2M 8K –
AVANTIS EMERGING MARKETS EQ ETF AVANTIS EMGMKT 469K 8K –
AVANTIS INTERNATIONAL EQUITY ETF INTL EQT ETF 1M 16K –
AVANTIS US EQUITY ETF US EQT ETF 2M 18K –
AVANTIS US SMALL CAP VALUE ETF US SML CP VALU 252K 3K –
Checkpoint Therapeutics Inc COM NEW 22K 10K –
Conocophillips COM 347K 3K –
DFA Emerging Core Equity ETF EMGR CRE EQT MNG 901K 35K –
DFA Emerging Markets Core Equity 2 ETF EMERGING MKTS CO 7M 252K –
DFA International Core Equity 2 ETF INTL CORE EQUITY 23M 862K –
DFA International Core Equity ETF INTL CORE EQT MK 4M 118K –
DFA International Small Cap Value ETF INTL SMALL CAP V 362K 13K –
DFA Tax-Managed World ex US Core Equity 2 ETF WORLD EX US CORE 11M 422K –
DFA Tax-Managed International Value ETF INTERNATNAL VAL 2M 49K –
DFA Tax-Managed US Equity ETF US EQUITY ETF 30M 507K –
DFA Tax-Managed US Marketwide Value II US MKTWIDE VALUE 2M 61K –
DFA Tax-Managed US Small Cap US SMALL CAP ETF 657K 11K –
DFA Tax-Managed US Small Value US TARGETED VLU 3M 49K –
DFA US Core Equity 2 ETF US SMALL CAP ETF 63M 2M –
DFA US Core Equity Market ETF US CORE EQT MKT 8M 219K –
Energy Transfer COM UT LTD PTN 419K 26K –
Enterprise Prd Prtnrs Lp COM 237K 8K –
Exxon Mobil Corporation COM 2M 17K –
Facebook Inc CL A 318K 630 –
Home Depot Inc COM 223K 648 –
Honeywell International COM 219K 1K –
Impinj Inc Com COM 219K 1K –
Invesco S&P 500 Equal Weight ETF S&P500 EQL WGT 1M 7K –
iShares 0-5 Year TIPS Bond ETF 0-5 YR TIPS ETF 487K 5K –
iShares Core US Aggregate Bond ETF CORE US AGGBD ET 348K 4K –
Ishares ETF S/T Muni Bond SHRT NAT MUN ETF 2M 16K –
Ishares Floating Rate FLTG RATE NT ETF 293K 6K –
ISHARES IBONDS OCT 2024 TM TS ETF IBONDS OCT 2024 407K 16K –
ISHARES IBONDS OCT 2025 TM TS ETF IBONDS OCT 2025 423K 16K –
ISHARES IBONDS OCT 2026 TM TS ETF IBONDS OCT 2026 435K 17K –
ISHARES IBONDS OCT 2027 TM TS ETF IBONDS OCT 2027 445K 17K –
ISHARES IBONDS OCT 2028 TM TS ETF IBONDS OCT 2028 454K 18K –
ISHARES IBONDS OCT 2029 TM TS ETF IBONDS OCT 2029 464K 18K –
ISHARES IBONDS OCT 2030 TM TS ETF IBONDS OCT 2030 473K 18K –
ISHARES IBONDS OCT 2031 TM TS ETF IBONDS OCT 2031 481K 19K –
ISHARES IBONDS OCT 2032 TM TS ETF IBONDS OCT 2032 490K 19K –
ISHARES IBONDS OCT 2033 TM TS ETF IBONDS OCT 2033 2M 64K –
Ishares Jpm Usb Emrg Mkt Bd JPMORGAN USD EMG 521K 6K –
iShares MSCI EAFE Growth ETF EAFE GRWTH ETF 2M 17K –
iShares MSCI Emerging Mkts ex China ETF MSCI EMRG CHN 419K 7K –
Ishares MSCI Int'l Small ETF EAFE SML CP ETF 498K 8K –
Ishares Msci Val Idx ETF EAFE VALUE ETF 916K 17K –
iShares Residential & Multisector RE ETF RESIDENTIAL MULT 262K 3K –
Ishares Russell 1000 Val RUS 1000 VAL ETF 6M 34K –
Ishares Russell 2000 Growth Index RUS 2000 GRW ETF 629K 2K –
Ishares Russell 2000 Val Ind Fund RUS 2000 VAL ETF 2M 12K –
iShares Russell Mid-Cap Growth ETF RUS MD CP GR ETF 3M 28K –
iShares Russell Mid-Cap Value ETF RUS MDCP VAL ETF 3M 28K –
Ishares S&P Smcap Value SP SMCP600VL ETF 2M 24K –
ISHARES SH TR CRPORT ETF ISH 1-5YR INVS 698K 14K –
Ishares Tr Barclays Bond SHORT TREAS BD 665K 6K –
Ishares Tr Cohen & Steer COHEN STEER REIT 1M 18K –
Ishares Tr Msci EAFE ETF MSCI EAFE ETF 484K 6K –
Ishares Tr Russell RUS 1000 GRW ETF 9M 24K –
iShares Treasury Floating Rate Bond ETF TRS FLT RT BD 11M 222K –
ISHARES TRUST RUSSELL 1000 INDEX FUND RUS 1000 ETF 2M 7K –
J P Morgan Chase & Co COM 1M 6K –
Microsoft Corp COM 1M 2K –
Mid Cap S P D R TRUST UTSER1 S&PDCRP 1M 3K –
Nvidia Corp COM 1M 9K –
Oneok Inc New COM 305K 4K –
PARKER HANNIFIN CORP COM 294K 582 –
Royce Micro Cap Trust COM 210K 23K –
S P D R TRUST Unit SR TR UNIT 443K 814 –
Sch St US Trsr Etf SHT TM US TRES 1M 26K –
Schw US Brd Mkt Etf US BRD MKT ETF 2M 29K –
Schw US Large Value ETF US LCAP VA ETF 841K 11K –
Schwab US Large Cap US LCAP GR ETF 824K 8K –
Schwab US Large Cap ETF US LRG CAP ETF 664K 10K –
Schwab US Mid-Cap ETF US MID-CAP ETF 1M 16K –
Schwab US Small-Cap ETF US SML CAP ETF 1M 28K –
SPDR BARCLAYS CAPITAL CONVERTIBLE SECURITIES ETF BBG CONV SEC ETF 1M 15K –
SPDR DOW JONES REIT ETF DJ REIT ETF 416K 4K –
Spdr Gold Tr ETF GOLD SHS 461K 2K –
Spdr S/T Municipal ETF NUVEEN BLMBRG SR 250K 5K –
Stryker Corp COM 482K 1K –
THERMO ELECTRON CORP COM 452K 818 –
Two Harbors Investment COM NEW 353K 27K –
Vanguard Bond Index Fund TOTAL BND MRKT 427K 6K –
VANGUARD FUNDS EMERGING MARKET S VIPERS FTSE EMR MKT ETF 592K 14K –
Vanguard Growth Etf Msci US Prime Mkt GROWTH ETF 431K 1K –
Vanguard Intl Eqty Index ETF ALLWRLD EX US 315K 5K –
Vanguard Iterm Term Govt Bd Etf INTER TERM TREAS 245K 4K –
Vanguard Large Value ETF VALUE ETF 635K 4K –
Vanguard Mega Cap ETF MEGA CAP INDEX 695K 4K –
Vanguard Mid Cap Value MCAP VL IDXVIP 296K 2K –
Vanguard Mid-Cap ETF MID CAP ETF 1M 4K –
Vanguard Msci Eafe Index FTSE DEV MKT ETF 292K 6K –
Vanguard Reit ETF REAL ESTATE ETF 3M 38K –
Vanguard Russell 1000 Growth ETF VNG RUS1000GRW 408K 4K –
Vanguard S/T. Corp. Bond ETF SHRT TRM CORP BD 238K 3K –
Vanguard Short-Term Bond Index Fund SHORT TRM BOND 538K 7K –
Vanguard Short-Term Treasury ETF SHORT TERM TREAS 9M 151K –
Vanguard Shrt Inf Prot STRM INFPROIDX 2M 42K –
Vanguard Small Cap SMALL CP ETF 708K 3K –
VANGUARD SMALL CAP GROWTH ETF SML CP GRW ETF 284K 1K –
Vanguard Small Cap Value ETF SM CP VAL ETF 1M 7K –
Vanguard Total Stock Mkt ETF TOTAL STK MKT 5M 19K –
Vanguard US Large Cap ETF LARGE CAP ETF 3M 12K –
Wisdomtree Largecap Div 97717W307 452K 6K –