LPK INVESTMENT GROUP, LLP
Adviser information for LPK INVESTMENT GROUP, LLP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $95.0M |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $95.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 6 | $39.0M |
| Business development companies | 3 | $26.0M |
| Pooled investment vehicles | 6 | $30.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 10 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | Performance-based fees |
Identifiers
| SEC RIA File Number | 801-96265 |
|---|---|
| SEC ERA File Number | 801-96265 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 218514 |
| Legal Entity Identifier | None |
Principal Office
520 MADISON AVENUENEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 646-363-6433, Fax: None
Chief Compliance Officer
MANDY BANKS
520 MADISON AVENUE
NEW YORK
NY
United States
Tel:
6463636433
S********@****************M
(Full email address available in API data)
Regulatory Contact
VICTOR LEE
MANAGING PARTNER
520 MADISON AVENUE
NEW YORK
NY
United States
Tel:
6466578332
S********@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BANKS, MANDY, ELIZABETH | Individual | – | CCO | 01/2015 | < 5% |
| KEENAN, KEVIN, MICHAEL | Individual | – | MANAGING DIRECTOR | 01/2015 | < 5% |
| LAFKO, BRIAN, SEAN | Individual | – | MANAGING DIRECTOR | 01/2015 | < 5% |
| LEE, VICTOR | Individual | – | MANAGING DIRECTOR | 01/2015 | < 5% |