DUNDAS GLOBAL INVESTORS

Advisory Business

Type of Organization	Limited Liability Partnership
Fiscal Year End	MARCH
Legal Location	United Kingdom

Employees

Total Number of Employees	15
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	2

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	19	$2.4B
Non-Discretionary	0	$0
Total	19	$2.4B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	3	$1.7B
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$14.0M
State or municipal gov entities	11	$403.0M
Other investment advisers	<5	$279.0M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	70

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-96275
SEC ERA File Number	801-96275
SEC CIK Numbers	1742418
SEC CRD Numbers	197522
Legal Entity Identifier	549300F40FQMTCNCJH29

Principal Office

41 NORTHUMBERLAND STREET
EDINBURGH
United Kingdom

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic