Hedge Fund Database

IRONWOOD WEALTH MANAGEMENT, LLC

Adviser information for IRONWOOD WEALTH MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,206 $610.2M
Non-Discretionary 7 $7.4M
Total 2,213 $617.6M

Clients

Type Number RAUM
Individuals 316 $177.8M
HNW Individuals 196 $424.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 12 $15.6M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-96281
SEC ERA File Number 801-96281
SEC CIK Numbers 1692820
SEC CRD Numbers 200511
Legal Entity Identifier None

Principal Office

SAN TAN CORPORATE CENTER
3100 W. RAY RD. SUITE 301
CHANDLER
AZ
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 480-776-5960, Fax: 480-776-5961

Websites

www.facebook.com/ironwoodwm/ www.linkedin.com/company/ironwood-financial www.ironwoodwm.com

Chief Compliance Officer

CEAN KENEFICK-ROGERS
CEO & FOUNDER
SAN TAN CORPORATE CENTER
3100 W. RAY RD. SUITE 301
CHANDLER
AZ
United States
Tel: 480-776-5960
Fax: 480-776-5961
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KENEFICK-ROGERS, CEAN, NICHOLAS Individual – CEO & FOUNDER & CCO (05/2015) 04/2006 < 5%
MAREK, ALEXANDER, DAVID Individual – PARTNER 04/2006 < 5%
CASE, RYDAN, DURANT Individual – PARTNER 04/2006 < 5%
IRONWOOD WEALTH MANAGEMENT HOLDINGS, LLC Domestic Entity – OWNER 01/2020 50-75%
KENEFICK-ROGERS, CEAN, NICHOLAS Individual IRONWOOD WEALTH MANAGEMENT HOLDINGS, LLC OWNER 01/2020 25-50%
MAREK, ALEXANDER, DAVID Individual IRONWOOD WEALTH MANAGEMENT HOLDINGS, LLC OWNER 01/2020 25-50%
CASE, RYDAN, DURANT Individual IRONWOOD WEALTH MANAGEMENT HOLDINGS, LLC OWNER 01/2020 25-50%

No. Employees, Historic

30150201920202021202220232024202512 on 9/4/201912 on 11/25/201914 on 3/23/202014 on 6/25/202014 on 7/9/202014 on 8/3/202014 on 8/3/202014 on 9/4/202014 on 3/15/202114 on 4/14/202114 on 10/20/202114 on 11/17/202114 on 11/30/202121 on 3/29/202221 on 7/11/202221 on 7/12/202221 on 11/15/202221 on 3/27/202321 on 11/6/202318 on 3/26/2024

RAUM, Historic

700M350M02019202020212022202320242025237347942 on 9/4/2019237347942 on 11/25/2019299886949 on 3/23/2020299886949 on 6/25/2020299886949 on 7/9/2020299886949 on 8/3/2020299886949 on 8/3/2020299886949 on 9/4/2020400547142 on 3/15/2021400547142 on 4/14/2021400547142 on 10/20/2021400547142 on 11/17/2021400547142 on 11/30/2021541180852 on 3/29/2022541180852 on 7/11/2022541180852 on 7/12/2022541180852 on 11/15/2022539546611 on 3/27/2023539546611 on 11/6/2023617577703 on 3/26/2024

No. Clients, Historic

60030002019202020212022202320242025440 on 9/4/2019440 on 11/25/2019434 on 3/23/2020434 on 6/25/2020434 on 7/9/2020434 on 8/3/2020434 on 8/3/2020434 on 9/4/2020444 on 3/15/2021444 on 4/14/2021444 on 10/20/2021444 on 11/17/2021444 on 11/30/2021497 on 3/29/2022497 on 7/11/2022497 on 7/12/2022497 on 11/15/2022439 on 3/27/2023439 on 11/6/2023524 on 3/26/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Dentsply Intl Inc Common Stock 10K 390 –
Invesco BulletShares 2025 Corp Bd ETF ETF 21M 1M –
iPath Bloomberg Commodity Index Total Return ETN ETN 4M 111K –
iShares 7-10 Year Treasury Bond ETF ETF 43M 463K –
iShares Barclays Aggregate Bond ETF ETF 502K 5K –
iShares Core S&P Mid-Cap ETF ETF 13M 215K –
Ishares Gold ETF ETF 3K 59 –
Ishares Inc Core Msci Emerging Mkts Etf ETF 25M 473K –
Ishares Msci Acwi Etf ETF 286K 3K –
Ishares Msci EAFE Index ETF ETF 3M 34K –
Ishares Msci Emrg Mkt ETF ETF 3K 80 –
Ishares National AMT Free Muni ETF ETF 8M 74K –
iShares Russell 3000 Index (ETF) ETF 1M 4K –
Ishares Russell Midcap ETF ETF 442K 5K –
iShares S&P 500 Index (ETF) ETF 37M 68K –
Ishares S&P 500 Value ETF ETF 40K 221 –
iShares S&P SmallCap 600 Index (ETF) ETF 11M 102K –
Ishares Short-Term National Muni Bond ETF ETF 4M 36K –
Ishares Tr Barclays 1-3 Bond (SHY) ETF 1M 13K –
Ishares TRUST Core Msci Eafe Etf ETF 44M 602K –
Powershares Etf ETF 22K 1K –
Schwab Emerging Market Equity Etf ETF 2M 68K –
Schwab International Equity ETF ETF 3M 81K –
Schwab US Broad Market Etf ETF 4M 58K –
Schwab US Large Cap Etf ETF 7M 111K –
Schwab US Mid-Cap Etf ETF 1M 18K –
Schwab US Small Cap Etf ETF 1M 28K –
SPDR Barclays Emerging Markets Local Bond ETF ETF 582K 29K –
SPDR Developed World Ex-US ETF ETF 9M 270K –
SPDR DJ Wilshire Global Real Estate (ETF) ETF 185K 4K –
SPDR Nvn Barclys Short Term Mncpl Bnd ETF ETF 831K 18K –
SPDR Portfolio Emerging Markets ETF ETF 4M 105K –
SPDR S&P 500 ETF ETF 3M 5K –
SPDR SERIES TRUST PORTFOLIO Large Cap ETF ETF 9K 145 –
SPDR SERIES TRUST PORTFOLIO Mid Cap ETF ETF 974K 19K –
SPDR SERIES TRUST PORTFOLIO Small Cap ETF ETF 5M 129K –
SPDR Portfolio Long Term Treasury ETF ETF 1M 41K –
Vanguard Emerging Market ETF ETF 328K 7K –
Vanguard Europe Pac Etf ETF 123K 2K –
Vanguard Long-Term Treasury ETF ETF 45M 788K –
Vanguard Mid Cap ETF ETF 260K 1K –
Vanguard S&P 500 Index ETF ETF 259K 518 –
Vanguard Small Cap Index ETF ETF 23K 105 –
Vanguard Total Stock Mkt ETF ETF 539K 2K –