WARWICK INVESTMENT GROUP, LLC
Adviser information for WARWICK INVESTMENT GROUP, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 76 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesREIMBURSEMENT OF CERTAIN OPERATING EXPENSES |
Identifiers
| SEC RIA File Number | 801-96290 |
|---|---|
| SEC ERA File Number | 801-96290 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226670 |
| Legal Entity Identifier | None |
Principal Office
2802 WEST COUNTRY CLUB DRIVEOKLAHOMA CITY
OK
United States
Monday - Friday, 8:00 A.M TO 5:00 P.M.
Tel: 405-607-3400, Fax: 405-463-0182
Chief Compliance Officer
IAN RAINBOLT
CHIEF FINANCIAL OFFICER
3401 ARMSTRONG AVE
DALLAS
TX
United States
Tel:
405-318-2817
Fax:
405-463-0182
I**@*************************M
(Full email address available in API data)
Regulatory Contact
MARYALICE FEINSTEIN
DIRECTOR OF HUMAN CAPITAL MANAGEMENT
2802 WEST COUNTRY CLUB DRIVE
OKLAHOMA CITY
OK
United States
Tel:
405-607-3465
Fax:
405-463-0182
M**@*************************M
(Full email address available in API data)
Industry Affiliates
| WARWICK MANAGEMENT COMPANY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WARWICK PARTNERS IV GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| WARWICK PARTNERS V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WARWICK PARTNERS III, LP | Private Equity Fund | $825.1M | $10.0M | 22 |
| WARWICK PARTNERS IV, LP | Private Equity Fund | $574.7M | $10.0M | 17 |
| WARWICK PARTNERS V, LP | Private Equity Fund | $120.7M | $10.0M | 3 |
| WARWICK UK REAL ESTATE FUND I | Private Equity Fund | $125.4M | $1.0M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICHARD, KATHERINE, TAAFFE | Individual | – | CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | 10/2014 | > 75% |
| RAINBOLT, IAN, ROSS | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |