MILLARES ASSET MANAGEMENT, LLC
Adviser information for MILLARES ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 139 | $177.3M |
| Non-Discretionary | 0 | $0 |
| Total | 139 | $177.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $3.9M |
| HNW Individuals | 35 | $169.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $4.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $1,752 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 2 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-96296 |
|---|---|
| SEC ERA File Number | 801-96296 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 144620 |
| Legal Entity Identifier | None |
Principal Office
500 SOUTH DIXIE HIGHWAY, SUITE 201CORAL GABLES
FL
United States
Monday - Friday, 9AM TO 6PM
Tel: 305-662-9649, Fax: 305-666-9549
Chief Compliance Officer
JAVIER MILLARES
MANAGING MEMBER / INVESTMENT ADVISOR REPRESENTATIVE
500 SOUTH DIXIE HIGHWAY, SUITE 201
CORAL GABLES
FL
United States
Tel:
305-662-9649
Fax:
305-666-9549
J********@***********T
(Full email address available in API data)
Industry Affiliates
| JAVIER M. MILLARES | Lawyer or law firm |
| MARIA MILLARES | Accountant or accounting firm |
| RUBEN MILLARES | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLARES, MARIA, ROMAGOSA | Individual | – | MANAGING MEMBER | 02/2005 | 25-50% |
| MILLARES, RUBEN, MANUEL | Individual | – | MANAGING MEMBER | 02/2005 | 25-50% |
| MILLARES, JAVIER, MANUEL | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 01/2010 | 25-50% |