BETTERWEALTH LLC
Adviser information for BETTERWEALTH LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,249 | $492.2M |
Non-Discretionary | 5 | $9.5M |
Total | 1,254 | $501.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 182 | $58.6M |
HNW Individuals | 161 | $427.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 5 | $11.6M |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $4.2M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 251-500 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
---|---|
Compensation | % of AUM |
Principal Office
1475 SARATOGA AVENUESUITE 200
SAN JOSE
CA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 408-659-2390, Fax: 408-659-2391
Chief Compliance Officer
SUE COX
1475 SARATOGA AVENUE
SUITE 200
SAN JOSE
CA
United States
Tel:
408-659-2648
Fax:
408-659-2391
S**@**************S
(Full email address available in API data)
Regulatory Contact
W. SCOTT STAUFFER
PRINCIPAL
1475 SARATOGA AVENUE
SUITE 200
SAN JOSE
CA
United States
Tel:
408-659-2390 X102
Fax:
408-659-2391
S****@**************S
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
STAUFFER, WINFIELD, SCOTT | Individual | – | MANAGING MEMBER | 05/2015 | > 75% |
COX, SUZANNE, H | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
Howard, Andrew, Lane | Individual | – | MANAGING MEMBER | 01/2018 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ALPHABET INC | CAP STK CL A | 292K | 2K | – |
ALPHABET INC | CAP STK CL C | 3M | 18K | – |
AMAZON COM INC | COM | 1M | 7K | – |
AMERICAN CENTY ETF TR | CORE MUNI FXD IN | 2M | 37K | – |
AMERICAN CENTY ETF TR | REAL ESTATE ETF | 11M | 275K | – |
APPLE INC | COM | 31M | 146K | – |
APPLIED MATLS INC | COM | 386K | 2K | – |
BAKER HUGHES COMPANY | CL A | 267K | 8K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 544K | 1K | – |
CHEVRON CORP NEW | COM | 483K | 3K | – |
CISCO SYS INC | COM | 432K | 9K | – |
DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 17M | 405K | – |
DIMENSIONAL ETF TRUST | EMERGING MARKETS | 608K | 18K | – |
DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 15M | 579K | – |
DIMENSIONAL ETF TRUST | GLOBAL SUSTAINA | 837K | 16K | – |
DIMENSIONAL ETF TRUST | INFLATION PROTE | 6M | 145K | – |
DIMENSIONAL ETF TRUST | INTERNATIONAL | 1M | 37K | – |
DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 11M | 434K | – |
DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 5M | 182K | – |
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 93M | 3M | – |
DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 24M | 765K | – |
DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 2M | 49K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 856K | 14K | – |
DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 18M | 611K | – |
DIMENSIONAL ETF TRUST | US SUSTAINABILTY | 3M | 87K | – |
DIMENSIONAL ETF TRUST | US TARGETED VLU | 4M | 68K | – |
DIMENSIONAL ETF TRUST | WORLD EX US CORE | 23M | 918K | – |
ELI LILLY & CO | COM | 514K | 568 | – |
EXPONENT INC | COM | 444K | 5K | – |
EXXON MOBIL CORP | COM | 237K | 2K | – |
FORD MTR CO DEL | COM | 150K | 12K | – |
INVESCO QQQ TR | UNIT SER 1 | 252K | 526 | – |
ISHARES TR | RUS 1000 GRW ETF | 399K | 1K | – |
JOHNSON & JOHNSON | COM | 1M | 10K | – |
KLA CORP | COM NEW | 428K | 519 | – |
KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 234K | 9K | – |
LISTED FD TR | ROUNDHILL MAGNIF | 263K | 6K | – |
MANAGER DIRECTED PORTFOLIOS | VERT GLB SUST RE | 247K | 26K | – |
MICROSOFT CORP | COM | 2M | 5K | – |
NVIDIA CORPORATION | COM | 2M | 17K | – |
PG&E CORP | COM | 237K | 14K | – |
PROCTER AND GAMBLE CO | COM | 209K | 1K | – |
QUALCOMM INC | COM | 518K | 3K | – |
SCHWAB CHARLES FAMILY FD | AMT TAX FREE MNY | 2M | 2M | – |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 413K | 7K | – |
SPDR S&P 500 ETF TR | TR UNIT | 261K | 479 | – |
SPDR SER TR | PORTFOLIO SH TSR | 225K | 8K | – |
STARBUCKS CORP | COM | 242K | 3K | – |
TARGET CORP | COM | 489K | 3K | – |
TESLA INC | COM | 731K | 4K | – |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 15M | 197K | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 253K | 1K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 3K | – |
VANGUARD INDEX FDS | SM CP VAL ETF | 225K | 1K | – |
VANGUARD INDEX FDS | TOTAL STK MKT | 401K | 1K | – |
VANGUARD INDEX FDS | VALUE ETF | 393K | 2K | – |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 3M | 44K | – |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 207K | 1K | – |
VANGUARD STAR FDS | VG TL INTL STK F | 325K | 5K | – |
VANGUARD WORLD FD | ESG US CORP BD | 2M | 28K | – |
WALMART INC | COM | 208K | 3K | – |