AEGIS WEALTH MANAGEMENT, LLC
Adviser information for AEGIS WEALTH MANAGEMENT, LLC last updated from Form ADV on April 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 410 | $122.5M |
| Non-Discretionary | 44 | $12.0M |
| Total | 454 | $134.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 133 | $36.1M |
| HNW Individuals | 53 | $98.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-96327 |
|---|---|
| SEC ERA File Number | 801-96327 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 199511 |
| Legal Entity Identifier | None |
Principal Office
698 N. MAITLAND AVENUESUITE 102
MAITLAND
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 407-831-3660, Fax: None
Websites
Chief Compliance Officer
MEGAN JOHNSON
689 N. MAITLAND AVENUE
SUITE 102
MAITLAND
FL
United States
Tel:
407-831-3660X106
M*******@**********M
(Full email address available in API data)
Regulatory Contact
MATTHEW MCMAHAN
698 N MAITLAND AVE
SUITE 102
MAITLAND
FL
United States
Tel:
407-831-3660
M*******@**********M
(Full email address available in API data)
Industry Affiliates
| DELTA ADVISORY GROUP, INC. | Other investment adviser, including financial planners |
| DELTA CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PHAM, THUONG, THIEN | Individual | – | SENIOR PORTFOLIO MANAGER, PARTNER | 01/2015 | 50-75% |
| Johnson, Megan, Rebecca | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2018 | < 5% |
| AEGIS WEALTH ADVISORS, LLC | Domestic Entity | – | OWNER | 11/2021 | > 75% |
| MCMAHAN, MATTHEW, CHARLES | Individual | – | PRESIDENT, PARTNER | 11/2021 | 50-75% |