HUDSON EXECUTIVE CAPITAL LP
Adviser information for HUDSON EXECUTIVE CAPITAL LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
C/O CADWALADER, WICKERSHAM & TAFT, LLP200 LIBERTY STREET
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 212-521-8495, Fax: None
Chief Compliance Officer
IRA MOSBERG
CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER
C/O CADWALADER, WICKERSHAM & TAFT, LLP
200 LIBERTY STREET
NEW YORK
NY
United States
Tel:
646-213-7095
C*********@******************M
(Full email address available in API data)
Industry Affiliates
| HEC PERFORMANCE GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HEC SPV II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| HEC SPV IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HEC INVESTMENT FUND CAYMAN MASTER LTD | Hedge Fund | $869.2M | $1.0M | 30 |
| HEC MASTER FUND LP | Hedge Fund | $257.6M | $1.0M | 119 |
| HEC SPV IV LP | Hedge Fund | $22.1M | $1.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAUNSTEIN, DOUGLAS, LEE | Individual | – | FOUNDING PARTNER | 01/2015 | > 75% |
| HEC MANAGEMENT GP LLC | Domestic Entity | – | GENERAL PARTNER | 01/2015 | < 5% |
| BRAUNSTEIN, DOUGLAS, LEE | Individual | HEC MANAGEMENT GP LLC | MANAGING MEMBER | 01/2015 | > 75% |
| HEC MANAGER PROFIT SHARE LLC | Domestic Entity | – | LIMITED PARTNER | 08/2015 | 5-10% |
| HEC MANAGEMENT GP LLC | Domestic Entity | HEC MANAGER PROFIT SHARE LLC | MANAGER | 08/2015 | |
| BRAUNSTEIN 2015 TRUST | Domestic Entity | – | LIMITED PARTNER | 08/2015 | 10-25% |
| BRAUNSTEIN, SAMARA, H. | Individual | – | TRUSTEE OF BRAUNSTEIN 2015 TRUST | 08/2015 | 10-25% |
| BRAUNSTEIN, SAMARA, H. | Individual | BRAUNSTEIN 2015 TRUST | TRUSTEE | 08/2015 | |
| MOSBERG, IRA, SETH | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | 07/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| CANTALOUPE INC | COM | 61M | 9M | – |
| DEUTSCHE BANK A G | NAMEN AKT | 276M | 17M | – |
| LIBERATED SYNDICATION INC | COM | 7M | 4M | – |
| TALKSPACE INC | COM | 23M | 11M | – |