OPENGATE CAPITAL MANAGEMENT, LLC
Adviser information for OPENGATE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 60 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-96335 |
|---|---|
| SEC ERA File Number | 801-96335 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 213518 |
| Legal Entity Identifier | 54930055TZ1U35NM5D87 |
Principal Office
10250 CONSTELLATION BOULEVARD, SUITE 3000LOS ANGELES
CA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 310-432-7000, Fax: 310-870-8670
Chief Compliance Officer
RICHARD ERIC SPECTOR
10250 CONSTELLATION BOULEVARD, SUITE 3000
LOS ANGELES
CA
United States
Tel:
310-432-7051
Fax:
310-870-8670
R*******@******************M
(Full email address available in API data)
Regulatory Contact
SHAHRAM HAGHIGHI
GENERAL COUNSEL AND SECRETARY
10250 CONSTELLATION BOULEVARD, SUITE 3000
LOS ANGELES
CA
United States
Tel:
310-432-7051
Fax:
310-870-8670
S********@******************M
(Full email address available in API data)
Industry Affiliates
| OPENGATE CAPITAL PARTNERS GP I, LP | Sponsor, GP, manager of pooled investment vehicles |
| OPENGATE CAPITAL PARTNERS GP II (DELAWARE), LP | Sponsor, GP, manager of pooled investment vehicles |
| OPENGATE CAPITAL PARTNERS GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| OPENGATE CAPITAL PARTNERS GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OGCP I EMPLOYEE CO-INVEST, LP | Private Equity Fund | $0.6M | $0.0M | 16 |
| OGCP II EMPLOYEE CO-INVEST, LP | Private Equity Fund | $6.2M | $0.0M | 21 |
| OPENGATE CAPITAL PARTNERS I-A, LP | Private Equity Fund | $75.3M | $5.0M | 16 |
| OPENGATE CAPITAL PARTNERS I, LP | Private Equity Fund | $74.3M | $5.0M | 17 |
| OPENGATE CAPITAL PARTNERS II (DELAWARE), LP | Private Equity Fund | $36.0M | $10.0M | 32 |
| OPENGATE CAPITAL PARTNERS II-A (DELAWARE), LP | Private Equity Fund | $58.4M | $10.0M | 34 |
| OPENGATE CAPITAL PARTNERS II-A, LP | Private Equity Fund | $506.6M | $10.0M | 34 |
| OPENGATE CAPITAL PARTNERS II, LP | Private Equity Fund | $312.9M | $10.0M | 32 |
| OPENGATE CAPITAL PARTNERS III-A, LP | Private Equity Fund | $36.5M | $10.0M | 16 |
| OPENGATE CAPITAL PARTNERS III, LP | Private Equity Fund | $83.2M | $10.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AKN HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 03/2011 | > 75% |
| NIKOU, ANDREW, KAVEH | Individual | AKN HOLDINGS, LLC | MANAGER | 12/2004 | |
| LAGREZE, JULIEN, PAUL JEROME | Individual | NEXT STEP CONSULTING SARL | SOLE SHAREHOLDER | 01/2008 | > 75% |
| Haghighi, Shahram | Individual | – | GENERAL COUNSEL AND SECRETARY | 10/2018 | < 5% |
| NIKOU, ANDREW, KAVEH | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2012 | < 5% |
| NEXT STEP CONSULTING SARL | Foreign Entity | – | MEMBER | 04/2012 | 10-25% |
| BRIDWELL, PAUL, ANTHONY | Individual | – | CHIEF OPERATING OFFICER | 02/2020 | < 5% |
| NIKOU, ANDREW, KAVEH | Individual | AKN HOLDINGS, LLC | MEMBER | 08/2004 | > 75% |
| MOHIN, SAMIR, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 05/2023 | < 5% |
| SPECTOR, RICHARD, ERIC | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2023 | < 5% |