RAMSEY QUANTITATIVE SYSTEMS, INC.
Adviser information for RAMSEY QUANTITATIVE SYSTEMS, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 53 | $836.6M |
| Non-Discretionary | 0 | $0 |
| Total | 53 | $836.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $520.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $316.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)FAMILY INVESTMENT VEHICLES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1515 ORMSBY STATION COURTLOUISVILLE
KY
United States
Monday - Friday, 08:30-17:00
Tel: 502-245-6220, Fax: 502-245-6737
Chief Compliance Officer
JEFF GREGORY
COO
1515 ORMSBY STATION COURT
LOUISVILLE
KY
United States
Tel:
502-315-1733
Fax:
502-245-6737
J*******@*******M
(Full email address available in API data)
Regulatory Contact
CHAD JAMES
CONTROLLER
1515 ORMSBY STATION COURT
LOUISVILLE
KY
United States
Tel:
502-315-1739
Fax:
502-245-6737
C*****@*******M
(Full email address available in API data)
Industry Affiliates
| AURA CAPITAL, LLC | Commodity pool operator or commodity trading advisor |
| BALDOON CAPITAL PTY LTD | Commodity pool operator or commodity trading advisor |
| JS TRADING LLC | Commodity pool operator or commodity trading advisor |
| RCUBE ASSET MANAGEMENT SAS | Commodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| QUBIT DIVERSIFIED ALTERNATIVE YIELD FUND, LP | Hedge Fund | $237.2M | $5.0M | 1 |
| RQSI GLOBAL ASSET ALLOCATION MASTER FUND, LTD. | Hedge Fund | $283.3M | $5.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAMSEY, NEIL, PATRICK | Individual | – | CEO | 01/1997 | 25-50% |
| RAMSEY, ANNE, MARIE | Individual | – | SECRETARY | 01/2008 | 25-50% |
| NAR IRREVOCABLE TRUST | Domestic Entity | – | MEMBER | 12/2011 | 25-50% |
| GREGORY, JEFFREY, STEELE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2011 | < 5% |
| Ramsey, Guy, Neil | Individual | NAR IRREVOCABLE TRUST | TRUSTEE | 11/2017 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| SPDR S&P 500 ETF | COM | 78M | 144K | – |
| READY CAPITAL CORP | COM | 11M | 1M | – |