RUBICON TECHNOLOGY MANAGEMENT L.L.C.
Adviser information for RUBICON TECHNOLOGY MANAGEMENT L.L.C. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $4.0B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $4.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $4.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 45 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-97338 |
|---|---|
| SEC ERA File Number | 801-97338 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 169875 |
| Legal Entity Identifier | None |
Principal Office
1470 WALNUT STREETSUITE 400
BOULDER
CO
United States
Monday - Friday, 8AM TO 5PM
Tel: (303) 872-6950, Fax: None
Chief Compliance Officer
JONATHAN FRANKE
CHIEF FINANCIAL OFFICER
1470 WALNUT STREET
SUITE 400
BOULDER
CO
United States
Tel:
(303) 872-6950
J******@************M
(Full email address available in API data)
Industry Affiliates
| RUBICON TECHNOLOGY PARTNERS GP L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RUBICON TECHNOLOGY PARTNERS II GP L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| RUBICON TECHNOLOGY PARTNERS III GP LLC. | Sponsor, GP, manager of pooled investment vehicles |
| RUBICON TECHNOLOGY PARTNERS IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RTP B HOLDINGS LP | Private Equity Fund | $44.7M | $0.0M | 12 |
| RTP C HOLDINGS LP | Private Equity Fund | $27.5M | $0.0M | 2 |
| RTP D HOLDINGS LP | Private Equity Fund | $14.2M | $0.0M | 3 |
| RTP F HOLDINGS LP | Private Equity Fund | $55.5M | $0.0M | 8 |
| RTP G HOLDINGS LP | Private Equity Fund | $33.9M | $0.0M | 3 |
| RTP H HOLDINGS LP | Private Equity Fund | $9.0M | $0.0M | 3 |
| RTP J HOLDINGS LP | Private Equity Fund | $45.6M | $0.0M | 11 |
| RUBICON TECHNOLOGY PARTNERS II L.P. | Private Equity Fund | $556.3M | $10.0M | 89 |
| RUBICON TECHNOLOGY PARTNERS III LP. | Private Equity Fund | $1,445.7M | $10.0M | 127 |
| RUBICON TECHNOLOGY PARTNERS IV L.P. | Private Equity Fund | $1,615.4M | $10.0M | 194 |
| RUBICON TECHNOLOGY PARTNERS L.P. | Private Equity Fund | $162.2M | $10.0M | 56 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HODGE, JOHN, CHARLES | Individual | – | PARTNER, MANAGING MEMBER | 09/2012 | 25-50% |
| GESELL, ANDREW, SAITO | Individual | – | SENIOR ADVISOR, MANAGING MEMBER | 09/2012 | < 5% |
| CARPENTER, STEVE | Individual | – | PARTNER, MANAGING MEMBER | 09/2012 | 25-50% |
| FRANKE, JONATHAN, LEHN | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 03/2020 | < 5% |
| WINSTEN, JASON | Individual | – | PARTNER, MANAGING MEMBER | 03/2020 | 25-50% |