MTM FINANCIAL GROUP, LLC
Adviser information for MTM FINANCIAL GROUP, LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Pennsylvania, United States |
Employees
Total Number of Employees | 10 |
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Investment Advisory/Research | 8 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 7 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 2,788 | $488.2M |
Non-Discretionary | 0 | $0 |
Total | 2,788 | $488.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 961 | $199.3M |
HNW Individuals | 287 | $286.2M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $2.7M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1248 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-97342 |
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SEC ERA File Number | 801-97342 |
SEC CIK Numbers | None |
SEC CRD Numbers | 147221 |
Legal Entity Identifier | None |
Principal Office
4505 HANOVERVILLE ROADBETHLEHEM
PA
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 610-746-7007, Fax: 610-746-2407
Chief Compliance Officer
GENE DICKISON
MANAGING MEMBER
4505 HANOVERVILLE ROAD
BETHLEHEM
PA
United States
Tel:
610-746-7007
Fax:
610-746-2407
G***@*********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DICKISON, GENE, RICHARD | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 05/2008 | > 75% |