HAROLD DAVIDSON & ASSOCIATES INC
Adviser information for HAROLD DAVIDSON & ASSOCIATES INC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 390 | $315.6M |
| Non-Discretionary | 0 | $0 |
| Total | 390 | $315.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 207 | $108.3M |
| HNW Individuals | 72 | $189.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $2.1M |
| Pension and profit sharing plans | 6 | $11.8M |
| Charitable organizations | <5 | $2.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPublication of periodicals or newslettersINVESTMENT COUNSELING SERVICES MAY INCLUDE INVESTING IN REAL ESTATE THROUGH AN AFFILIATE, HDA PROPERTIES INC. |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
| SEC RIA File Number | 801-9752 |
|---|---|
| SEC ERA File Number | 801-9752 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110994 |
| Legal Entity Identifier | None |
Principal Office
1801 CENTURY PARK EAST#2150
LOS ANGELES
CA
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 310-553-5551, Fax: 310-553-3901
Chief Compliance Officer
GINA JOSEPHINE GAMBOA
1801 CENTURY PARK EAST
#2150
LOS ANGELES
CA
United States
Tel:
310-553-5551
Fax:
310-553-3901
G******@************M
(Full email address available in API data)
Regulatory Contact
HAROLD DAVIDSON
PRESIDENT
1801 CENTURY PARK EAST
#2150
LOS ANGELES
CA
United States
Tel:
(310) 553-5551
Fax:
(310) 553-3901
H*@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DAVIDSON, HAROLD, ALAN | Individual | – | PRESIDENT | 11/1973 | > 75% |
| GAMBOA, GINA, JOSEPHINE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | < 5% |