CORNELL CAPITAL
CORNELL CAPITAL LLC Legal Name
Adviser information for CORNELL CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 34 |
|---|---|
| Investment Advisory/Research | 27 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $6.0B |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $6.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $6.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 35 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-98340 |
|---|---|
| SEC ERA File Number | 801-98340 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226779 |
| Legal Entity Identifier | None |
Principal Office
499 PARK AVENUE21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9-5
Tel: 212-818-8980, Fax: None
Chief Compliance Officer
JENNIFER CATTIER
CHIEF OPERATING OFFICER
499 PARK AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel:
212-818-8977
J***@****************M
(Full email address available in API data)
Regulatory Contact
RICHARD DRUCKER
GENERAL COUNSEL/PARTNER
499 PARK AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel:
212-818-8980
R******@****************M
(Full email address available in API data)
Industry Affiliates
| CC CO-INVEST GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
| CC CO-INVEST GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORNELL CAPITAL GP II LP | Sponsor, GP, manager of pooled investment vehicles |
| CORNELL CAPITAL GP LP | Sponsor, GP, manager of pooled investment vehicles |
| CORNELL CAPITAL SPECIAL SITUATIONS GP II LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CC AEC CO-INVEST LP | Private Equity Fund | $321.2M | $1.0M | 15 |
| CC CH CO-INVEST I LP | Private Equity Fund | $0.0M | $1.0M | 7 |
| CC INW CO-INVEST I LP | Private Equity Fund | $454.0M | $1.0M | 16 |
| CC INW DEBT CO-INVEST LP | Private Equity Fund | $41.6M | $0.0M | 13 |
| CC KDC CO-INVEST LP | Private Equity Fund | $1,276.3M | $1.0M | 58 |
| CC LH CO-INVEST LP | Private Equity Fund | $251.1M | $1.0M | 7 |
| CC PS CO-INVEST I LP | Private Equity Fund | $417.6M | $7.5M | 18 |
| CC SAG CO-INVEST LP | Private Equity Fund | $160.1M | $1.0M | 3 |
| CC VH CO-INVEST LP | Private Equity Fund | $412.2M | $0.3M | 17 |
| CC WDW CO-INVEST LP | Private Equity Fund | $229.1M | $1.0M | 5 |
| CORNELL CAPITAL PARTNERS CO-INVEST-A LP | Private Equity Fund | $58.9M | $1.0M | 1 |
| CORNELL CAPITAL PARTNERS II CCT LP | Private Equity Fund | $246.9M | $1.0M | 8 |
| CORNELL CAPITAL PARTNERS II CO-INVEST-A LP | Private Equity Fund | $31.9M | $1.0M | 1 |
| CORNELL CAPITAL PARTNERS II LP | Private Equity Fund | $545.7M | $0.1M | 53 |
| CORNELL CAPITAL PARTNERS II PARALLEL LP | Private Equity Fund | $550.7M | $0.1M | 18 |
| CORNELL CAPITAL PARTNERS LP | Private Equity Fund | $1,063.5M | $0.1M | 33 |
| CORNELL CAPITAL SPECIAL SITUATIONS PARTNERS II LP | Private Equity Fund | $366.1M | $2.0M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Drucker, Richard, Allen | Individual | – | GENERAL COUNSEL | 01/2018 | < 5% |
| CORNELL, HENRY, NMN | Individual | – | CHIEF EXECUTIVE OFFICER/MEMBER | 03/2013 | > 75% |
| LADEW, STEVEN, DANIEL | Individual | – | CHIEF FINANCIAL OFFICER | 11/2016 | < 5% |
| CATTIER, JENNIFER, MURPHY | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 05/2022 | < 5% |
| CORNELL CAPITAL LP | Domestic Entity | – | MEMBER | 08/2016 | > 75% |
| CORNELL CAPITAL HOLDINGS LLC | Domestic Entity | CORNELL CAPITAL LP | MEMBER | 12/2016 | > 75% |
| CORNELL, HENRY | Individual | CORNELL CAPITAL HOLDINGS LLC | OWNER | 12/2016 | > 75% |