DICKINSON INVESTMENT ADVISORS
R.E. DICKINSON INVESTMENT ADVISORS, LLC Legal Name
Adviser information for DICKINSON INVESTMENT ADVISORS last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 534 | $353.4M |
| Non-Discretionary | 18 | $19.9M |
| Total | 552 | $373.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 440 | $141.6M |
| HNW Individuals | 107 | $228.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $1.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $1.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-98342 |
|---|---|
| SEC ERA File Number | 801-98342 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115108 |
| Legal Entity Identifier | None |
Principal Office
535 W BROADWAYSUITE 301
COUNCIL BLUFFS
IA
United States
Monday - Friday, 8AM - 5PM
Tel: 712-256-4856, Fax: 712-328-3139
Chief Compliance Officer
DAVID PIATKOWSKI
MANAGING MEMBER & CHIEF COMPLIANCE OFFICER
535 W BROADWAY
SUITE 301
COUNCIL BLUFFS
IA
United States
Tel:
712-256-4856
Fax:
712-328-3139
D***@***********************M
(Full email address available in API data)
Regulatory Contact
CHRIS ADKINS
OPERATIONS & COMPLIANCE
535 W BROADWAY
SUITE 301
COUNCIL BLUFFS
IA
United States
Tel:
712-256-4856
Fax:
712-328-3139
C****@***********************M
(Full email address available in API data)
Industry Affiliates
| DICKINSON & CLARK CPAS, PC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DICKINSON, RONNY, EUGENE | Individual | – | MEMBER | 01/2024 | < 5% |
| DICKINSON HOLDINGS, INC. | Domestic Entity | – | HOLDING COMPANY | 01/2005 | 50-75% |
| PIATKOWSKI HOLDINGS, INC. | Domestic Entity | – | HOLDING COMPANY | 01/2018 | 25-50% |
| DICKINSON, RONNY, EUGENE | Individual | DICKINSON HOLDINGS, INC. | MEMBER | 01/2024 | 50-75% |
| PIATKOWSKI, DAVID, LEE | Individual | PIATKOWSKI HOLDINGS, INC. | PARTNER, MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2024 | 25-50% |
| PIATKOWSKI, DAVID, LEE | Individual | – | PARTNER - MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |