Hedge Fund Database

DEAN INVESTMENTS

DEAN INVESTMENT ASSOCIATES, LLC Legal Name

Adviser information for DEAN INVESTMENTS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 541 $889.6M
Non-Discretionary 0 $0
Total 541 $889.6M

Clients

Type Number RAUM
Individuals 250 $191.6M
HNW Individuals 44 $183.2M
Banking or thrift institutions 0 $0
Investment companies 3 $444.1M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 12 $17.5M
Charitable organizations 10 $13.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 12 $39.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation % of AUMSPECIAL PROJECT FEES AS REQUESTED

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 31.8M
Both for Same 0
Portfolio Manager to Program Sponsor
IMS MORGAN STANLEY SMITH BARNEY
MANAGED ACCOUNTS CONSULTING UBS FINANCIAL SERVICES
MAS MERRILL LYNCH
PRIVATE ADVISOR NETWORK WELLS FARGO ADVISORS
OSM RAYMOND JAMES FINANCIAL SERVICES
MANAGED ACCOUNT MARKETPLACE SCHWAB
MERRILL LYNCH INVESTMENT ADVISORY PROGRAM MERRILL LYNCH

Identifiers

SEC RIA File Number 801-9895
SEC ERA File Number 801-9895
SEC CIK Numbers 846797
SEC CRD Numbers 104635
Legal Entity Identifier None

Principal Office

3500 PENTAGON BOULEVARD, SUITE 200
BEAVERCREEK
OH
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 937-222-9531, Fax: 937-227-9315

Websites

www.chdean.com www.linkedin.com/company/chdean www.facebook.com/chdean twitter.com/chdeanllc

Chief Compliance Officer

DEBRA E. RINDLER
SECRETARY, TREASURER, CFO, CCO
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
United States
Tel: 937-225-3406
Fax: 937-227-9315
(Full email address available in API data)

Regulatory Contact

LISA A. GROSS
CORPORATE ACCOUNTING MANAGER
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
United States
Tel: 937-225-3434
Fax: 937-227-9305
(Full email address available in API data)

Industry Affiliates

DEAN CAPITAL MANAGEMENT Other investment adviser, including financial planners
DEAN FINANCIAL SERVICES Other investment adviser, including financial plannersAccountant or accounting firmPension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MILLER, STEPHEN, MICHAEL Individual – PRESIDENT, CEO 11/2003 < 5%
RINDLER, DEBRA, ELIZABETH Individual – SECRETARY/TREASURER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER 10/2005 < 5%
C.H. DEAN, LLC Domestic Entity – LLC MEMBER 12/2012 > 75%
THE C.H. DEAN COMPANIES, LLC Domestic Entity C.H. DEAN, LLC LLC MEMBER 12/2012 > 75%
MILLER, PAMALA, JANE Individual – VICE PRESIDENT, CHIEF OPERATING OFFICER 02/2016 < 5%
TERENCE M. DEAN TRUST DATED 2/24/2016 Domestic Entity THE C.H. DEAN COMPANIES, LLC LLC MEMBER 03/2016 25-50%
DENNIS D. DEAN TRUST DATED 7/25/2023 Domestic Entity THE C.H. DEAN COMPANIES, LLC LLC MEMBER 03/2016 25-50%
MILLER, STEPHEN, MICHAEL Individual THE C.H. DEAN COMPANIES, LLC ELECTED MANAGER, PRESIDENT 03/2017
MILLER, STEPHEN, MICHAEL Individual TERENCE M. DEAN TRUST DATED 2/24/2016 TRUSTEE 10/2023
MILLER, STEPHEN, MICHAEL Individual DENNIS D. DEAN TRUST DATED 7/25/2023 TRUSTEE 10/2023
RINDLER, DEBRA, ELIZABETH Individual THE C.H. DEAN COMPANIES, LLC ELECTED MANAGER 12/2023
MILLER, PAMALA, JANE Individual THE C.H. DEAN COMPANIES, LLC ELECTED MANAGER 12/2023

No. Employees, Historic

2010020202021202220232024202511 on 3/27/202011 on 6/26/202010 on 3/30/202110 on 3/29/202210 on 3/30/202310 on 12/8/20239 on 3/28/2024

RAUM, Historic

900M450M0202020212022202320242025809054152 on 3/27/2020809054152 on 6/26/2020643879391 on 3/30/2021744342589 on 3/29/2022768423575 on 3/30/2023768423575 on 12/8/2023889620018 on 3/28/2024

No. Clients, Historic

4002000202020212022202320242025343 on 3/27/2020343 on 6/26/2020331 on 3/30/2021325 on 3/29/2022336 on 3/30/2023336 on 12/8/2023331 on 3/28/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
1st Source Corp CS 4M 74K Dean Capital Management
Addus Homecare Corp CS 3M 25K Dean Capital Management
Advance Auto Parts Inc CS 1M 21K Dean Capital Management
Advanced Energy Inds CS 2M 16K Dean Capital Management
Aflac Inc CS 1M 15K Dean Capital Management
Air Products & Chemicals Inc CS 5M 17K Dean Capital Management
Air Transport Services Group CS 2M 124K Dean Capital Management
Alliant Energy Corp CS 8M 161K Dean Capital Management
Alphabet Inc - A CS 300K 2K Dean Capital Management
Altria Group Inc CS 9M 191K Dean Capital Management
Amdocs Ltd CS 231K 3K Dean Capital Management
Ameren Corp CS 3M 41K Dean Capital Management
American Electric Power CS 4M 50K Dean Capital Management
American States Water Co CS 5M 75K Dean Capital Management
American Tower Corp CS 4M 21K Dean Capital Management
Ameriprise Financial Inc CS 3M 8K Dean Capital Management
Amgen Inc CS 5M 16K Dean Capital Management
AMN Healthcare Services Inc CS 3M 51K Dean Capital Management
Argan Inc CS 940K 13K Dean Capital Management
Arrow Electronics Inc CS 3M 23K Dean Capital Management
Assurant Inc CS 3M 18K Dean Capital Management
Astec Industries Inc CS 2M 66K Dean Capital Management
Atmos Energy Corp CS 3M 25K Dean Capital Management
AutoZone Inc CS 5M 2K Dean Capital Management
Avalonbay Communities Inc CS 3M 13K Dean Capital Management
Avery Dennison Corp CS 3M 14K Dean Capital Management
Avista Corp CS 6M 172K Dean Capital Management
Baker Hughes Co CS 3M 75K Dean Capital Management
Bank of NY Mellon CS 5M 80K Dean Capital Management
BCE Inc CS 4M 129K Dean Capital Management
Bel Fuse Inc Cl B CS 2M 31K Dean Capital Management
Benchmark Electronics Inc CS 752K 19K Dean Capital Management
Berkshire Hathaway Inc - B CS 2M 6K Dean Capital Management
BJ's Wholesale Club Holdings CS 3M 30K Dean Capital Management
BlackRock Inc CS 6M 8K Dean Capital Management
BorgWarner Inc CS 3M 88K Dean Capital Management
Brady Corp CS 3M 52K Dean Capital Management
Bristol Myers Squibb Co CS 4M 84K Dean Capital Management
Broadcom Inc CS 599K 373 Dean Capital Management
Broadridge Financial Solutions CS 2M 12K Dean Capital Management
Broadstone Net Lease CS 4M 240K Dean Capital Management
Cal Maine Foods Inc CS 3M 44K Dean Capital Management
Calavo Growers Inc CS 515K 23K Dean Capital Management
Camden National Corp CS 2M 48K Dean Capital Management
Canadian Imperial Bank of Comm CS 4M 84K Dean Capital Management
CareTrust REIT Inc CS 2M 67K Dean Capital Management
Carter's Inc CS 2M 29K Dean Capital Management
Casey's General Stores Inc CS 3M 8K Dean Capital Management
Cathay General Bancorp CS 2M 41K Dean Capital Management
CBRE Group Inc CS 3M 31K Dean Capital Management
Centerpoint Energy Inc CS 4M 114K Dean Capital Management
Chevron Corp CS 9M 58K Dean Capital Management
Church & Dwight Inc CS 264K 3K Dean Capital Management
Cisco Systems Inc CS 6M 121K Dean Capital Management
Cognizant Technology Solutions CS 211K 3K Dean Capital Management
Cohu Inc CS 1M 42K Dean Capital Management
Columbia Sportswear Co Com CS 5M 63K Dean Capital Management
Columbus Mckinnon Corp N Y CS 1M 32K Dean Capital Management
Comcast Corp CS 4M 89K Dean Capital Management
Conagra Brands CS 3M 91K Dean Capital Management
Conmed Corp CS 2M 27K Dean Capital Management
Cousins Properties Inc CS 934K 40K Dean Capital Management
CSG Systems International Inc CS 2M 55K Dean Capital Management
Cummins Inc CS 463K 2K Dean Capital Management
Curtiss Wright Corp CS 3M 10K Dean Capital Management
Diamond Hill Investment Group CS 3M 24K Dean Capital Management
Digital Realty Trust Inc CS 6M 41K Dean Capital Management
Donaldson Inc CS 2M 21K Dean Capital Management
Dover Corp CS 3M 19K Dean Capital Management
Dril-Quip Inc CS 889K 48K Dean Capital Management
Duke Energy Corp CS 9M 89K Dean Capital Management
Elevance Health Inc CS 347K 640 Dean Capital Management
Eli Lilly & Co CS 788K 870 Dean Capital Management
Emerson Electric Co CS 459K 4K Dean Capital Management
Employers Holdings CS 3M 73K Dean Capital Management
Encompass Health Corp CS 6M 66K Dean Capital Management
Entergy Corp CS 3M 33K Dean Capital Management
EOG Resources Inc CS 7M 55K Dean Capital Management
ESCO Technologies CS 3M 31K Dean Capital Management
Essex Property Trust Inc CS 5M 19K Dean Capital Management
FactSet Research Systems Inc CS 231K 566 Dean Capital Management
Fastenal Co CS 5M 85K Dean Capital Management
Federated Hermes Inc CS 4M 129K Dean Capital Management
Fiserv CS 1M 8K Dean Capital Management
Flowers Foods Inc CS 3M 148K Dean Capital Management
Fresh Del Monte Produce Inc CS 2M 85K Dean Capital Management
Fulton Finl Corp Pa CS 3M 160K Dean Capital Management
Gates Indusrial Corp PLC CS 2M 125K Dean Capital Management
Genuine Parts Co CS 3M 20K Dean Capital Management
Getty Realty Corp CS 4M 167K Dean Capital Management
Global Payments Inc CS 2M 22K Dean Capital Management
Great Southern Bancorp Inc CS 3M 53K Dean Capital Management
Hackett Group Inc/The CS 2M 105K Dean Capital Management
Haemonetics Corp CS 2M 22K Dean Capital Management
Harmonic Inc CS 819K 70K Dean Capital Management
Hartford Financial Services Gr CS 3M 29K Dean Capital Management
Hasbro Inc CS 2M 27K Dean Capital Management
HCA Holdings Inc CS 214K 666 Dean Capital Management
Heartland Express Inc CS 6M 483K Dean Capital Management
Hershey Co/The CS 7M 39K Dean Capital Management
Home Depot Inc CS 5M 15K Dean Capital Management
Hubbell Inc CS 2M 7K Dean Capital Management
Independent Bank Corp CS 2M 32K Dean Capital Management
International Flavors & Fragra CS 5M 48K Dean Capital Management
ITT Inc CS 3M 19K Dean Capital Management
Jazz Pharmaceuticals Inc CS 3M 25K Dean Capital Management
Johnson & Johnson CS 8M 56K Dean Capital Management
Johnson Outdoors Inc CS 2M 45K Dean Capital Management
JP Morgan Chase & Co CS 9M 44K Dean Capital Management
Kennametal Inc CS 2M 104K Dean Capital Management
Kimberly Clark Corp CS 8M 60K Dean Capital Management
Kinder Morgan Inc CS 7M 377K Dean Capital Management
Knight Transportation Inc CS 4M 71K Dean Capital Management
L3Harris Technologies Inc CS 5M 21K Dean Capital Management
Lamar Advertising Co CS 6M 52K Dean Capital Management
Lamb Weston Holdings Inc CS 2M 28K Dean Capital Management
Leggett & Platt Inc CS 3M 256K Dean Capital Management
Linde CS 2M 4K Dean Capital Management
Littelfuse Inc CS 3M 11K Dean Capital Management
LKQ Corp CS 212K 5K Dean Capital Management
Lockheed Martin Corp CS 5M 10K Dean Capital Management
Lowe's Companies Inc CS 990K 4K Dean Capital Management
Malibu Boats Inc CS 2M 58K Dean Capital Management
Maximus Inc CS 5M 56K Dean Capital Management
McKesson Corp CS 1M 2K Dean Capital Management
Merck & Co Inc CS 5M 41K Dean Capital Management
Metlife Inc CS 373K 5K Dean Capital Management
Microsoft Corp CS 1M 3K Dean Capital Management
Molina Healthcare Inc CS 4M 13K Dean Capital Management
Nelnet Inc CS 5M 49K Dean Capital Management
Nextera Energy Inc CS 353K 5K Dean Capital Management
Northwest Natural Holding Co CS 5M 137K Dean Capital Management
Northwestern Energy Group Inc CS 6M 122K Dean Capital Management
OGE Energy Corp CS 3M 95K Dean Capital Management
Omnicom Group CS 6M 68K Dean Capital Management
One Gas Inc CS 4M 68K Dean Capital Management
Orion SA CS 2M 95K Dean Capital Management
Ovintiv Inc CS 4M 78K Dean Capital Management
Packaging Corp of America CS 4M 20K Dean Capital Management
Patterson Companies Inc CS 1M 60K Dean Capital Management
Paychex Inc CS 3M 27K Dean Capital Management
PepsiCo Inc CS 5M 31K Dean Capital Management
Perrigo Co plc CS 905K 35K Dean Capital Management
Pfizer Inc CS 4M 139K Dean Capital Management
Philip Morris International CS 5M 48K Dean Capital Management
Pilgrim's Pride Corp CS 5M 131K Dean Capital Management
PJT Partners Inc CS 3M 29K Dean Capital Management
PNC Financial Services Group CS 6M 41K Dean Capital Management
Portland General Electric Co CS 6M 133K Dean Capital Management
Prestige Consumer Healthcare I CS 2M 34K Dean Capital Management
Principal Financial Group Inc CS 5M 59K Dean Capital Management
PROG Holdings CS 3M 82K Dean Capital Management
Prosperity Bancshares Inc CS 4M 62K Dean Capital Management
Prudential Financial Inc CS 6M 48K Dean Capital Management
Public Storage CS 5M 18K Dean Capital Management
PulteGroup Inc CS 3M 24K Dean Capital Management
QCR Holdings Inc CS 4M 66K Dean Capital Management
Quest Diagnostics Inc CS 3M 20K Dean Capital Management
Raymond James Financial Inc CS 4M 30K Dean Capital Management
Regal Rexnord Corp CS 3M 22K Dean Capital Management
Regency Centers Corp CS 3M 41K Dean Capital Management
Regions Financial Corp CS 3M 131K Dean Capital Management
Reinsurance Group Of America CS 3M 16K Dean Capital Management
Republic Services Inc CS 3M 15K Dean Capital Management
S&T Bancorp Inc CS 3M 87K Dean Capital Management
Safety Insurance Group Inc CS 2M 22K Dean Capital Management
Schein Henry Inc CS 937K 15K Dean Capital Management
Seaboard Corp CS 6M 2K Dean Capital Management
Silgan Holdings Inc CS 5M 108K Dean Capital Management
Simmons First National Corp CS 728K 41K Dean Capital Management
Skechers USA Inc CS 2M 34K Dean Capital Management
Sonoco Products CS 3M 50K Dean Capital Management
SpartanNash Co CS 2M 122K Dean Capital Management
Spectrum Brands Holdings Inc CS 3M 31K Dean Capital Management
Spire Inc CS 7M 109K Dean Capital Management
SS&C Technologies Holdings CS 3M 46K Dean Capital Management
Stag Industrial Inc CS 3M 78K Dean Capital Management
Standard Motor Products Inc CS 4M 132K Dean Capital Management
Stanley Black & Decker Inc CS 995K 12K Dean Capital Management
Stepan Co CS 2M 23K Dean Capital Management
Sysco Corp CS 2M 29K Dean Capital Management
T Rowe Price Group Inc CS 6M 56K Dean Capital Management
Take-Two Interactive Software CS 3M 16K Dean Capital Management
TEGNA Inc CS 4M 286K Dean Capital Management
Texas Instruments Inc CS 9M 46K Dean Capital Management
Treehouse Foods Inc CS 2M 65K Dean Capital Management
Union Pacific Corp CS 4M 18K Dean Capital Management
United Parcel Service Inc CS 6M 40K Dean Capital Management
Universal Health Realty Income CS 3M 65K Dean Capital Management
US Foods Holding Corp CS 3M 52K Dean Capital Management
Verizon Communications Inc CS 8M 200K Dean Capital Management
Verra Mobility Corp CS 2M 69K Dean Capital Management
Viavi Solutions Inc CS 665K 97K Dean Capital Management
Visa Inc CS 218K 830 Dean Capital Management
Vishay Intertechnology Inc CS 3M 116K Dean Capital Management
WaFd Inc CS 1M 50K Dean Capital Management
Waterstone Financial Inc CS 2M 140K Dean Capital Management
WEC Energy Group Inc CS 9M 110K Dean Capital Management
Welltower Inc CS 3M 27K Dean Capital Management
Wendy's Company/The CS 5M 291K Dean Capital Management
Werner Enterprises Inc CS 5M 150K Dean Capital Management
White Mountains Insurance Grou CS 2M 1K Dean Capital Management
Winnebago Industries Inc CS 1M 24K Dean Capital Management
World Kinect Corp CS 3M 129K Dean Capital Management
WR Berkley Corp CS 3M 36K Dean Capital Management
Xcel Energy Inc CS 5M 93K Dean Capital Management
Yum China Holdings Inc CS 1M 48K Dean Capital Management
Zimmer Biomet Holdings Inc CS 2M 22K Dean Capital Management
iShares National Muni Bond EF 2M 15K Dean Capital Management
iShares Russell 3000 Value Ind EF 1M 15K Dean Capital Management
iShares Short Term National EF 695K 7K Dean Capital Management
Schwab Short-Term US Treasury EF 8M 174K Dean Capital Management
SPDR Bloomberg Barclays Invest EF 8M 265K Dean Capital Management
VanEck Vectors Short H/Y Muni EF 917K 41K Dean Capital Management