KESTREL PARTNERS LLP ONLY I.E. NOT DIFFERENT
KESTREL PARTNERS LLP Legal Name
Adviser information for KESTREL PARTNERS LLP ONLY I.E. NOT DIFFERENT last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $409.4M |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $409.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $3.4M |
| HNW Individuals | <5 | $4.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $231.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $168.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 85 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsNON CONTINUOUS ADVISORY |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-99337 |
|---|---|
| SEC ERA File Number | 801-99337 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 226573 |
| Legal Entity Identifier | 549300EYI30YCQJGOB82 |
Principal Office
3 ROBERT STREETLONDON
United Kingdom
Monday - Friday, 8.30AM-5.30PM
Tel: +44 203 371 6100, Fax: +44 207 839 8891
Websites
Chief Compliance Officer
DAVID PRANCE
3 ROBERT STREET
LONDON
United Kingdom
Tel:
+44 20 3371 6119
Fax:
+44 20 7839 8891
D****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROYDE, MATTHEW, MAX EDWARD | Individual | – | CHIEF EXECUTIVE OFFICER & PARTNER | 09/2009 | 25-50% |
| SCOTT, OLIVER, RUPERT ANDREW | Individual | – | PARTNER | 09/2009 | 25-50% |
| PRANCE, DAVID, WILLIAM, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 11/2020 | < 5% |
| ERRINGTON, CHRIS, MARK | Individual | – | PARTNER | 05/2021 | 5-10% |
| WHITE, SEBASTIAN, JAKE GOLDER | Individual | – | PARTNER | 05/2021 | 5-10% |