VPWM ADVISORS, LLC
Adviser information for VPWM ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 11 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 12 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,432 | $285.9M |
| Non-Discretionary | 582 | $41.8M |
| Total | 2,014 | $327.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,441 | $143.7M |
| HNW Individuals | 298 | $182.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $24,606 |
| Charitable organizations | 1 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 186.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| VPWM WRAP FEE PROGRAM | VPWM ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-99343 |
|---|---|
| SEC ERA File Number | 801-99343 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167886 |
| Legal Entity Identifier | None |
Principal Office
505 NORTH HIGHWAY 169SUITE 260
PLYMOUTH
MN
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: (763) 587-7120, Fax: (763) 587-7122
Chief Compliance Officer
JOSEPH SCOTT MCRAE
MANAGING MEMBER
505 NORTH HIGHWAY 169
SUITE 260
PLYMOUTH
MN
United States
Tel:
(763) 587-7120
Fax:
(763) 587-7122
J**@***************M
(Full email address available in API data)
Regulatory Contact
JAMES NORMAN ERDMANN
COMPLIANCE MANAGER
505 NORTH HIGHWAY 169
SUITE 260
PLYMOUTH
MN
United States
Tel:
(763) 587-7120
Fax:
(763) 587-7122
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCRAE, JOSEPH, SCOTT | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 09/2013 | > 75% |
| Erdmann, James, Norman | Individual | – | COMPLIANCE MANAGER | 01/2022 | 10-25% |