MARYLAND FINANCIAL GROUP, INC.
Adviser information for MARYLAND FINANCIAL GROUP, INC. last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 37 |
| Registered Broker-Dealer Representatives | 37 |
| Registered State Investment Advisers | 37 |
| Licensed Agents of an Insurance Company | 33 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,828 | $1.1B |
| Non-Discretionary | 31 | $5.9M |
| Total | 3,859 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,439 | $211.7M |
| HNW Individuals | 912 | $828.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 40 | $21.7M |
| Charitable organizations | 9 | $4.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 36 | $46.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 888.0M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LEGACY ACCOUNT PROGRAM | MARYLAND FINANCIAL GROUP, INC. |
Identifiers
| SEC RIA File Number | 801-99348 |
|---|---|
| SEC ERA File Number | 801-99348 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 122320 |
| Legal Entity Identifier | None |
Principal Office
2600 TOWER OAKS BOULEVARDSUITE 220
ROCKVILLE
MD
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 301-251-8550, Fax: 301-251-8554
Websites
www.barnettwealthadvisors.com/
www.coastalwm.com
www.tmg-llc.net
www.integrigenwealth.com
www.marshallchawla.com
www.upcoadvisors.com
duncanip.com/
www.legacywm.com
prosperity-advisors.com/
tvafinancial.com/
www.almacyinvestments.com/
www.chesapeakefp.com/
www.str8tforwardfinancial.com
www.affirmativewealthpartners.com
Chief Compliance Officer
AMY F. COX
V.P., SECRETARY/TREASURER
2600 TOWER OAKS BOULEVARD
SUITE 220
ROCKVILLE
MD
United States
Tel:
301-251-8550
Fax:
301-251-8554
A*****@**********T
(Full email address available in API data)
Regulatory Contact
MARTY SULLENS
2493 CEDAR WOOD CT
MARIETTA
GA
United States
Tel:
678-402-5323
M***********@**********T
(Full email address available in API data)
Industry Affiliates
| ABC HOLDIG OF THE MID ATLANTIC AND SOUTHEAST | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE MONITOR GROUP, LLC | Domestic Entity | – | OWNER | 12/2005 | > 75% |
| COX, CHRISTOPHER, LEE | Individual | THE MONITOR GROUP, LLC | MANAGING MEMBER | 12/2004 | 50-75% |
| COX, AMY, FERNICOLA | Individual | THE MONITOR GROUP, LLC | MANAGING MEMBER | 12/2004 | 25-50% |
| COX, CHRISTOPHER, LEE | Individual | – | PRESIDENT | 12/2005 | < 5% |
| COX, AMY, FERNICOLA | Individual | – | CHIEF COMPLIANCE OFFICER; VP | 12/2005 | < 5% |